Anirudh Bansal is a member of Cahill Gordon & Reindel LLP's litigation practice group.
Prior to joining Cahill, Anirudh served as an Assistant United States Attorney for the Southern District of New York and Co- Chief of the Complex Frauds Unit, and in that capacity prosecuted and supervised the prosecution of offenses including: securities fraud, fraud against financial institutions, embezzlement, money laundering, obstruction of justice, mortgage fraud, tax fraud, criminal violations of Office of Foreign Assets Control regulations, violations of the Foreign Corrupt Practices Act, and other financial crimes. During his tenure, Anirudh conducted 18 criminal trials and argued numerous appeals before the United States Court of Appeals for the Second Circuit.
Prior to his appointment as Co-Chief of the Complex Frauds Unit, Anirudh served in the Securities and Commodities Fraud Unit, and was Chief of the International Narcotics Trafficking Unit. He joined the U.S. Attorney's Office in 2000.
Before joining the U.S. Attorney's Office in 2000, Anirudh was a litigation associate in private practice from 1994-2000.
Corporate Governance & Investigations
Crisis Advisory Commercial Litigation
Securities Litigation & White Collar Defense
Princeton University, A.B., 1990, cum laude
New York University School of Law, J.D., 1993, NYU Law Review
Honorable Alfred J. Lechner, Jr., United States District Court, District of New Jersey, 1993
Assistant U.S. Attorney, SDNY, 2000
Susan Munro is a partner with Steptoe & Johnson LLP and head of the firm’s Beijing office. She has advised financial institutions, multinational companies and investment funds on China-related business and investment matters for more than 18 years. She regularly assists clients with China market entry and exit strategies, mergers and acquisitions and strategic investments and has extensive experience of the Chinese chemicals, pharmaceuticals and medical devices, energy, semiconductor, food, apparel and software industries, as well as the financial services sector.
For the past 15 years Ms. Munro has conducted numerous China-related Foreign Corrupt Practices Act and SEC investigations in China and throughout South East Asia. She is one of the few experienced fully bilingual investigators based in China and regularly assists clients with development and implementation of anti-corruption compliance policies and programs.
Ms. Munro has been active in Hong Kong and China-related arbitrations for several years and has represented clients in disputes before various international arbitration commissions. She regularly advises clients involved in cross-border litigation involving Hong Kong, China, the UK, the US and other jurisdictions.
Ms. Munro also has deep experience of the Chinese labor and employment environment and regularly advises clients on structuring labor relationships, terminations, mass layoffs and ethics matters. She also has extensive experience of advising on protection of intellectual property in China and enforcement of IPR.
Ms. Munro was educated in England and Hong Kong. After graduating in Chinese, she pursued post-graduate studies at Fudan University in Shanghai as a British Council Scholar and is fluent in Putonghua (Mandarin). She trained at the Inns of Court School of Law, London, and was called to the Bar of England & Wales and to the Bar of the Hong Kong SAR, where she practiced as a barrister in the Hong Kong courts. Before joining Steptoe, Ms. Munro worked for a large US law firm in Shanghai for ten years. She is admitted as a solicitor in England & Wales and is licensed by the PRC Ministry of Justice as a Registered Foreign Lawyer and Chief Representative of the firm’s Beijing office.
Select Seminars & Events
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017, Practising Law Institute, April 25, 2017
Compliance: Adapting to Uncertainty, AmCham China 2017 White Paper Launch & Government Affairs Annual Conference, April 18, 2017
What Banks and Financial Institutions Should Know About International Arbitration, Launch of ICC Commission Report: Financial Institutions and International Arbitration, April 10, 2017
“Clean” Trade – Anti-Bribery and Corruption Risk and the International Supply Chain, Inter-Pacific Bar Association, April 8, 2017
Anti-Bribery Enforcement: Handling Whistleblower Claims Effectively, 2017 AmCham Compliance Committee Kick-Off Event, March 31, 2017
How to Deal with Employees and Their Rights During Investigations, GIR Live
Hong Kong, October 19, 2016
2016 FCPA Year in Review
February 16, 2017
Generation Shift: Recent Developments in US-China Business Relations and the Path Ahead Under President-elect Trump
January 19, 2017
PRC Promulgates New Legal Interpretations for Criminal Cases Involving Bribery and Corruption
May 12, 2016
2015 FCPA Year in Review
March 8, 2016
Finally, A DPA from the UK: Assessing and Comparing the Standard Bank Judgment
January 15, 2016
Member, Chartered Institute of Arbitrators
Arbitrator, Shanghai Arbitration Commission
Jeffrey D. Clark is a partner in the Litigation Department of Willkie Farr & Gallagher LLP and is a member of the Compliance & Enforcement Practice Group in Washington.
Mr. Clark represents corporations and individuals in a wide variety of civil and criminal investigations and enforcement matters, including grand jury investigations and SEC enforcement actions. His practice includes conducting complex, worldwide internal corporate investigations and providing advice to corporate management and directors regarding enforcement matters. He also counsels companies on designing and implementing corporate compliance programs. Mr. Clark specializes in Foreign Corrupt Practices matters, and also has substantial expertise in other types of international business and white collar litigation.
Mr. Clark lectures frequently in the United States and abroad on corporate compliance and enforcement matters and on conducting internal investigations. He has served on the Board of Directors of TRACE International, a non-profit membership association of multinational companies dedicated to enhancing anti-bribery compliance, and as a Co-Chair of the International Anti-Corruption Committee of the ABA Section of International Law.
Mr. Clark was formerly a federal prosecutor with the United States Department of Justice. During his seven years as an Assistant U.S. Attorney in the District of New Jersey, Mr. Clark served as both the Deputy Chief of the Special Prosecutions Division and the Deputy Chief of the Criminal Division. In these capacities, he was responsible for overseeing all of the district’s prosecutions in the areas of public corruption, securities fraud, healthcare fraud, money laundering, immigration fraud, and terrorism.
He personally prosecuted a wide variety of white collar and public corruption cases, serving as lead trial counsel in numerous complex federal criminal trials. Among his noteworthy cases were a series of high-profile public corruption prosecutions in New Jersey in which more than ten individuals were convicted of extortion, bribery, fraud, and tax offenses. Additionally, he was involved in a post-9/11, international terrorism sting investigation, conducted in conjunction with Russian and British authorities, in which a British national was prosecuted for attempting to smuggle into the United States a surface-to-air missile for use in terrorist attacks against U.S. commercial aircraft.
Immediately after law school, Mr. Clark served as a law clerk to United States District Judge Maryanne Trump Barry in the District of New Jersey.
Mr. Clark is admitted to the Bars of the District of Columbia and New Jersey.
Mr. Clark received a J.D. summa cum laude from the Washington College of Law at American University in 1991, where he was an editor on the American University Law Review and a member of the Washington College of Law Honor Society. He received his B.S. in Business Administration from Bucknell University in 1986.
He has distinguished himself as an outstanding FCPA practitioner, . . . he has a terrific boardroom presence and a practical approach to dealing with issues and governments around the world." –Chambers Global 2015
Larry Urgenson is a co-leader of the firms' Global Anti-Corruption & FCPA practice. Larry is widely recognized as one of the preeminent FCPA authorities in the United States. He has represented corporate and individual clients in FCPA and anti-corruption matters worldwide for nearly four decades. As noted in Chambers, Larry is "a brilliant lawyer and a leading light at the FCPA Bar." (Chambers USA 2016). He "is highly esteemed for his FCPA practice, which includes advising on statutory compliance and corporate representation in government investigations" (USA 2015), is "known for his experience in high-stakes investigations" (USA 2013) and "offers incredible knowledge in the FCPA area . . . he has great judgment" (USA 2012). Clients praise Larry and state that, "There simply isn't a more client-sensitive strategist out there" (Chambers Global 2016).
Larry was named Benchmark Litigation Star in 2014, 2015, 2016 and 2017. He was also recognized nationally as one of 8 FCPA Masters at the first annual Main Justice Best FCPA Lawyers Client Service Awards in 2013. Additionally, he is a sought-after writer and speaker on white collar matters and is currently the Chairman of the Board of Editors of the Business Crimes Bulletin.
Prior to joining private practice, Larry held key leadership positions at the US Department of Justice (DOJ). As the DOJ's Acting Deputy Assistant Attorney General, he primarily supervised the Fraud Section, General Litigation and Legal Advice Section, and Office of Policy and Management Analysis. Additionally, he testified before various congressional committees regarding the Department's white collar crime initiatives. He also served as the DOJ's Chief of the Fraud Section for the Criminal Division, where he advised US Attorneys on white collar crime issues, supervised the prosecution of bank, securities, and defense procurement frauds, and oversaw the FCPA Unit and the Defense Procurement Fraud Unit. Earlier in his career, Larry served as a Chief Assistant US Attorney for the Eastern District of New York. Larry received the Attorney General's Award for Distinguished Service and the Edmund J. Randolph award for Outstanding Service.
BEATRICE M. SCHAFFRATH is an international legal and compliance executive experienced in cross-border operational, regulatory, and crisis-management issues and challenges – particularly those encountered in Asia. Recognized by various regional and global organizations for her work in anti-corruption, corporate compliance, investigation, dispute resolution, and environmental matters, she is also a regular commentator, presenter, guest-lecturer, and interviewee on these issues.
Until recently, Ms. Schaffrath was Shanghai-based Global Ethics & Compliance Counsel – China, with United Technologies Corporation (“UTC”), a US-headquartered global company active in the aerospace and building industries. In that role, she led, advised and assisted all of the UTC business units in the China region on legal, compliance, ethics, and enforcement matters. Prior to her work with UTC, she was a Beijing-based Partner with international law firm Baker & McKenzie.
Ms. Schaffrath is multi-cultural by birth, inter-disciplinary in mindset, and cross-functional in her collaborations. She received her undergraduate degree in political science from the University of Chicago, a Master’s degree in East Asian/China Studies from the University of Washington, and her law degree from the University of Pennsylvania. She is admitted to practice law in several jurisdictions in the U.S., and is a past Vice-Chair of the American Bar Association’s China Law Committee. She is fluent in Chinese (Mandarin), with some capacity in Hindi and German.
Charles “Chuck” Duross is a partner at Morrison & Foerster LLP where he is the co-chair of the firm’s global Investigation + White Collar practice and FCPA + Global Anti-Corruption practice. Prior to joining the firm in 2014, Mr. Duross served as the Chief of the FCPA Unit of Fraud Section in the Criminal Division of the U.S. Department of Justice (DOJ), where he was in charge of all of DOJ’s FCPA investigations, prosecutions and resolutions in the United States. Working closely with his counterparts at the U.S. Securities and Exchange Commission (SEC), Mr. Duross was also one of the principal authors of the First Edition of DOJ and SEC’s joint publication, A Resource Guide to the U.S. Foreign Corrupt Practices Act, which contained the first ever “Hallmarks of Effective Compliance Programs” chapter. He also served as DOJ’s principal representative to the OECD’s Working Group on Bribery for many years.
Mr. Duross counsels Fortune 500 companies, boards, and executives on FCPA/anti-corruption and other compliance issues, conducts internal investigations, represents companies and individuals before the government, and has served as an independent corporate compliance monitor appointed by DOJ in one of the largest foreign bribery matters in history. Once dubbed “Mr. FCPA,” Mr. Duross is an adjunct professor at Georgetown University Law Center, and he has been a lecturer on foreign corruption issues at Fordham, GW, Harvard, Michigan, and Penn law schools.
Greta Lichtenbaum is a partner in the Washington, DC office of O’Melveny specializing in compliance with US laws that govern international business transactions and trade, including US economic sanctions, export controls, anti-corruption, foreign investment, money laundering, antiboycott, and customs laws.
In addition to advising clients on the application of these laws, Greta assists in all aspects of managing compliance with these laws, including developing corporate compliance programs, conducting internal investigations relating to potential violations of these laws, and representing companies before the relevant agencies in connection with enforcement proceedings, clearances, license requests, and government inquiries.
Greta has repeatedly been recognized as a leading lawyer in the area of export controls and economic sanctions by Chambers USA (Band 1), Chambers Global (Band 1) and The Legal 500 US. She is a frequent speaker on topics related to international trade and has written extensively on these topics.
Greta graduated from Harvard Law School in 1990. While in law school, she served as Managing Editor of the Harvard Human Rights Journal and a member of the International Law Society.
Jason Jones is a partner at King & Spalding in Washington, D.C., where he is a member of the Special Matters and Government Investigations Practice Group. Jason has broad international experience, including recent cross-border investigations into FCPA, money laundering, racketeering, and securities violations around the world.
Jason returned to the firm in January 2015 after nearly a decade as a federal prosecutor. Most recently, he served as Assistant Chief of the FCPA Unit in the Fraud Section of the Department of Justice. In that capacity, he was responsible for managing the investigation and prosecution of companies and their employees for bribing foreign officials around the world. Prior to his service in Washington, Jason was an Assistant U.S. Attorney in the Eastern District of New York for several years, most recently serving as Chief of the Violent Crimes & Terrorism Section.
Jay Holtmeier is a partner in Wilmer Cutler Pickering Hale and Dorr LLP’s Litigation/Controversy Department, and a member of the Investigations and Criminal Litigation Practice Group. He co-leads the firm's Foreign Corrupt Practices Act and Anti-Corruption Group. He joined the firm in 2004.
Mr. Holtmeier's breadth of experience as a litigator includes service as a federal prosecutor, a senior in-house attorney and a lawyer in private practice. Mr. Holtmeier represents institutions and individuals in complex government and internal investigations and matters of corporate governance and compliance. He has particular expertise in matters involving the Foreign Corrupt Practices Act (FCPA).
In FCPA matters, Mr. Holtmeier has represented clients in government and internal investigations involving conduct in Europe, Asia, the Middle East, Africa, Latin America and Australia. He regularly counsels clients facing difficult FCPA issues in a variety of business contexts, and he has assisted clients in numerous industries in developing and implementing FCPA compliance programs. He devotes substantial attention to advising clients on FCPA problems that arise in the context of mergers and acquisitions, joint ventures and other corporate transactions. He writes and speaks extensively on the subject and is a co-author, with partners Roger Witten, Kimberly Parker, and Erin Sloane, of the leading treatise in the field, Complying with the Foreign Corrupt Practices Act (9th ed. 2016).
As a senior vice president and principal legal counsel with the Reuters Group, Mr. Holtmeier was responsible for all litigation and compliance matters in North and South America. As an assistant US Attorney for the Southern District of New York, he tried several cases to verdict and led extensive grand jury investigations of various crimes, including racketeering, securities fraud, murder, narcotics and counterfeiting. Significant prosecutions included United States v. Jose Muyet, et al., and United States v. Ronald Ocasio, et al., related cases involving more than twenty murders, for which Mr. Holtmeier received the Director's Award for Superior Performance from the Executive Office for US Attorneys, and United States v. Carol Bayless, which received national attention and calls for the impeachment of the presiding US District Judge.
Jennifer G. Newstead has served as Facebook’s Vice President and General Counsel since June 2019. From January 2018 to April 2019, Ms. Newstead served as the Legal Adviser of the United States Department of State. Ms. Newstead previously was a partner in the law firm of Davis, Polk & Wardwell LLP from July 2006 to January 2018. Earlier in her career, Ms. Newstead served in other senior roles in government, including as General Counsel of the White House Office of Management and Budget, as a Principal Deputy Assistant Attorney General at the Department of Justice, and as an Associate White House Counsel. Ms. Newstead previously served as a law clerk for U.S. Supreme Court Justice Stephen Breyer and for Judge Laurence Silberman of the U.S. Court of Appeals for the D.C. Circuit, and as an Adjunct Professor of Law at Georgetown University Law Center in Washington. Ms. Newstead holds an A.B. in Government from Harvard University and a J.D. from Yale Law School.
Jordan A. Thomas concentrates his practice on investigating and prosecuting securities fraud on behalf of whistleblowers and institutional clients. As Chair of the Firm's Whistleblower Representation practice, Jordan protects and advocates for whistleblowers throughout the world who have information about possible violations of the federal securities laws. He created, and serves as the editor for, www.secwhistlebloweradvocate.com, a website dedicated to helping responsible organizations establish a culture of integrity and courageous whistleblowers to report possible securities violations-without personal or professional regrets.
A longtime public servant and seasoned trial lawyer, Jordan joined Labaton Sucharow from the Securities and Exchange Commission where he served as an Assistant Director and, previously, as an Assistant Chief Litigation Counsel in the Division of Enforcement. He had a leadership role in the development of the SEC Whistleblower Program, including leading fact-finding visits to other federal agencies with whistleblower programs, drafting the proposed legislation and implementing rules and briefing House and Senate staffs on the proposed legislation. He is also the principal architect and first National Coordinator of the Commission's Cooperation Program, an initiative designed to facilitate and incentivize individuals and companies to self-report securities violations and participate in its investigations and related enforcement actions. In recognition of his important contributions to these national initiatives, while at the SEC, Jordan was a recipient of the Arthur Mathews Award, which recognizes "sustained demonstrated creativity in applying the federal securities laws for the benefit of investors," and, on two occasions, the Law and Policy Award.
Throughout his tenure at the SEC, Jordan was assigned to many of its highest-profile matters such as those involving Enron, Fannie Mae, UBS, and Citigroup. He successfully investigated, litigated and supervised a wide variety of enforcement matters involving violations of the Foreign Corrupt Practices Act, issuer accounting fraud and other disclosure violations, audit failures, insider trading, market manipulations, offering frauds, and broker-dealer, investment adviser and investment company violations. His cases resulted in monetary relief for harmed investors in excess of $35 billion.
Prior to joining the Commission, Jordan was a Trial Attorney at the Department of Justice, where he specialized in complex financial services litigation involving the FDIC and Office of Thrift Supervision. He began his legal career as a Navy Judge Advocate on active duty and continues to serve as a senior officer in its Reserve Law Program. Earlier, Jordan worked as a stockbroker.
Jordan is a board member of the City Bar Fund, which oversees the City Bar Justice Center, the pro bono affiliate of the New York City Bar Association. He also serves as the Chair of the Investor Rights Committee of the District of Columbia Bar.
Throughout his career, Jordan has received numerous awards and honors. Most recently, Jordan was named a 2015 Top Thought Leaders in Trust by Trust! Magazine and a 2014 Superstar by Corporate Responsibility Magazine. In 2012, he was named a Legal Rebel by the American Bar Association Journal in recognition of his trailblazing efforts in the legal field. Ethisphere Institute, an internationally recognized think tank, selected Jordan as a Rising Star in its listing of 2012 Attorneys Who Matter, which recognizes leading practitioners in the world of corporate ethics and compliance. While at the SEC, Jordan received four Chairman's Awards, four Division Director's Awards and a Letter of Commendation from the United States Attorney for the District of Columbia. He is also a decorated military officer, who has twice been awarded the Rear Admiral Hugh H. Howell Award of Excellence-the highest award the Navy can bestow upon a reserve judge advocate. Jordan has received an AV Preeminent rating, the highest attorney rating available, from the publishers of the Martindale-Hubbell legal directory.
Jordan is a nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics, and whistleblower issues.
Karen A. Popp is the Global Co-Leader of Sidley Austin’s White Collar Practice. Karen has an expansive practice representing companies and individuals in high-profile matters with legal, political and public relations components, such as corporate criminal defense, internal investigations, SEC Enforcement, Congressional investigations, OIG and State Attorney General actions, corporate compliance, and litigation. Chambers Global and Chambers USA recognize her as a leader in the practice area of FCPA/anti-corruption.
Karen represents corporate clients across a host of industries, as well as senior executives and government officials, including a U.S. Presidential Cabinet Member. She has been retained to lead confidential worldwide internal investigations and defend numerous clients in government investigations. Karen has extensive experience in FCPA and other anti-corruption matters and has represented clients in investigations in more than 70 countries around the world.
Karen also assists clients in designing and enhancing corporate compliance and ethics programs, and currently serves as outside counsel to several corporate compliance departments. She has conducted global compliance and risk assessments for numerous U.S. and non-U.S. companies. Karen helps companies to respond to internal allegations of wrongdoing, conducts training for Boards of Directors, management, compliance departments and other company personnel, and conducts compliance due diligence regarding corporate acquisitions, joint ventures and other business transactions.
Before joining Sidley, Karen served in the government as Associate White House Counsel to President Clinton, a lawyer in the Office of Legal Counsel at the U.S. Department of Justice, and Assistant U.S. Attorney in the Eastern District of New York. She began her career on Wall Street as a litigator at Sullivan & Cromwell after finishing a clerkship for the Honorable Sam J. Ervin III on the U.S. Court of Appeals for the Fourth Circuit.
In additional to Chambers, Karen has been recognized for her White Collar and FCPA practice in Legal 500 US, Benchmark Litigation Star, Global Investigation Review, Who’s Who in Business Crime Defense Lawyers, International Who’s Who of Investigations, The Best Lawyers in America, Washingtonian magazine “Top Lawyers” List, Top 250 Women in Litigation USA, Top 50 Women Lawyers in Washington, D.C., Ethisphere Attorneys Who Matter, Inside Counsel Magazine Leadership Award, and Super Lawyers magazine.
Karen Moore is the Chief Compliance Officer and Privacy Counsel at Unisys, a global technology service and solutions company (NYSE: UIS). Reporting to the General Counsel and to the Board Audit & Finance and Security & Risk Committees, she is responsible for the design and implementation of the company’s global compliance program and charged with oversight of the Unisys cross-functional privacy program. Currently based in the Washington DC metro area, Mrs. Moore has also lived and worked in Moscow, Russia, and Lausanne, Switzerland.
A member of the NY bar, Mrs. Moore started her law career as a judicial clerk at the US Court of International trade, after which she spent several years in private practice with the global law firm, Baker & McKenzie. She then held various in house positions with Philip Morris International, NASDAQ and Inchcape Shipping Services before joining Unisys in June 2019. A frequent speaker and university lecturer on data privacy and corporate compliance and ethics, Mrs. Moore holds a BA from Middlebury College, a JD from Emory University, and a certificate of European legal studies from Leiden University.
Kathryn Cameron Atkinson is the Chair of Miller & Chevalier. She has twice been selected as a government-appointed Independent Compliance Monitor. She currently serves as a Department of Justice/Securities and Exchange Commission (DOJ/SEC)-appointed Monitor pursuant to a Foreign Corrupt Practices Act (FCPA) deferred prosecution agreement (DPA). She previously served as Monitor for KBR, Inc. in an FCPA matter settled with the DOJ and SEC.
Ms. Atkinson has served as faculty in the CEELI Institute’s Investigating and Prosecuting Official Corruption training for foreign prosecutors. She was named to Global Investigation Review's "Women in Investigations 2015," Latinvex's "Latin America's Top 100 Female Lawyers: FCPA and Fraud" (2017), and the Ethisphere Institute's "Attorneys Who Matter" list (2015, 2017). "The 'extremely knowledgeable and experienced' Kathryn Cameron Atkinson 'brings a great approach to difficult situations,'" notes Chambers USA and Chambers Global, where she is ranked Band 2 in FCPA (Nationwide).
Nancy Kestenbaum is a partner in Covington’s New York office and is Co-Chair of Covington's White Collar Defense and Investigations Practice Group. Earlier in her career, Nancy served for nearly ten years as an Assistant United States Attorney in the United States Attorney's Office for the Southern District of New York. Over the past fifteen years while at Covington, Nancy has represented many companies, individuals and boards in a wide variety of criminal and civil enforcement investigations and internal investigations, including clients in the financial services, life sciences, energy, defense, consumer products and technology industries.
In the past several years, Nancy has been at the forefront of investigations of sexual misconduct and abuse. For example, Nancy represents the United States Olympic Committee and has led numerous investigations into these issues including for the Board of Directors of CBS; schools around the country such as Choate Rosemary Hall and schools in New York and California; and non-profits such as the Madison Square Boys & Girls Club.
Nathaniel Edmonds serves as the Chair of the firm’s litigation practice in Washington, D.C., which houses over 100 lawyers handling a variety of litigation matters, including internal corporate investigations, white collar criminal defense, anti-corruption compliance, sanctions and export controls, data privacy and cyber security, intellectual property and patent litigation, international arbitration, and antitrust counseling. Mr. Edmonds focuses on global internal investigations, specializing in anti-corruption matters and the challenges arising from multi-jurisdictional investigations into complex economic crime. As a former Assistant Chief of the Foreign Corrupt Practices Act (FCPA) Unit of the Fraud Section in the Criminal Division of the Department of Justice (DOJ), Mr. Edmonds assisted in the supervision of all FCPA cases in the United States and was one of the principal drafters of the first edition of A Resource Guide to the U.S. Foreign Corrupt Practices Act, published in November 2012 by the DOJ and the Securities and Exchange Commission (SEC), which has been updated in July 2020 and is available at http://www.justice.gov/criminal-fraud/fcpa-resource-guide. Mr. Edmonds also specializes in anti-corruption compliance risk assessments and due diligence, as well as developing and overseeing compliance programs. During his nearly ten years as a federal white collar prosecutor, Mr. Edmonds handled numerous complex economic criminal investigations and jury trials, including the FCPA and export control-related conviction of a major aerospace and defense contractor, the fraud and domestic corruption matters associated with lobbyist Jack Abramoff, and various accounting and securities fraud matters. During his tenure at the Department of Justice, Mr. Edmonds worked with prosecutors, law enforcement and regulators from six continents on corruption matters, including as a U.S. Delegate to the OECD’s Working Group on Bribery, with the UK’s Serious Fraud Office and as a member of the U.S.-China Joint Liaison Group’s Anti-Corruption Working Group.
Neil Smith is a partner in the firm’s Boston office, where he is member of the Investigations, Enforcement and White collar practice group. His practice focuses on government investigations, securities enforcement, internal investigations, financial regulatory enforcement, and white collar defense. In particular, he has extensive experience conducting global investigations involving violations of the Foreign Corrupt Practices Act and other anti-corruption laws.
Mr. Smith represents corporations and individuals in a wide range of criminal and civil matters, including investigations conducted by the U.S. Department of Justice and Securities and Exchange Commission, and other federal and state criminal and civil regulatory authorities. His practice also involves counseling clients on best practices and risk mitigation strategies in securities regulation, anti-corruption policies, and FCPA compliance.
Prior to joining the firm, Mr. Smith served as senior counsel in the Enforcement Division of the U.S. Securities and Exchange Commission (“SEC”) for more than six years, where he was a member of the SEC’s Foreign Corrupt Practices Act specialized unit. He is a recognized expert in FCPA enforcement and a frequent speaker at industry conferences. His experience includes extensive collaboration with U.S. and foreign criminal and regulatory authorities in complex, cross-border investigations. While at the SEC, Mr. Smith also had extensive experience investigating financial services firms and other companies for violations including securities fraud, investor misrepresentations, and marketing violations. In 2017, he was the recipient of the Ferdinand Pecora Award for tenacity, creativity and efficiency under difficult circumstances, and the Director of Enforcement Award for outstanding service in 2016.
Mr. Smith earned his J.D. summa cum laude from Boston College Law School and B.A. from Dartmouth College.
Patrick F. Stokes is a litigation partner in Gibson, Dunn & Crutcher's Washington, D.C. office. He is a member of the firm's White Collar Defense and Investigations, Securities Enforcement, and Litigation Practice Groups.
Mr. Stokes' practice focuses on internal corporate investigations, compliance reviews, government investigations, and enforcement actions regarding corruption, securities fraud, and financial institutions fraud. He has tried more than 30 federal jury trials as first chair, including high-profile white-collar cases, and handled 16 appeals before the U.S. Court of Appeals for the Fourth Circuit. Mr. Stokes is equally comfortable leading confidential internal investigations, negotiating with government enforcement authorities, or advocating in court proceedings.
Prior to joining Gibson Dunn, Mr. Stokes spent nearly 18 years with the U.S. Department of Justice (DOJ). From 2014 to 2016 he headed the FCPA Unit, managing the DOJ's FCPA enforcement program and all criminal FCPA matters throughout the United States, covering every significant business sector, and including investigations, trials, and the assessment of corporate anti-corruption compliance programs and monitorships. Mr. Stokes also served as the DOJ's principal representative at the OECD Working Group on Bribery working with law enforcement and policy setters from 41 signatory countries on anti-corruption enforcement policy issues.
From 2010 to 2014, he served as Co-Chief of the DOJ's Securities and Financial Fraud Unit. In this role, he oversaw investigations and prosecutions of financial fraud schemes involving accounting fraud, benchmark interest rate manipulations, insider trading, market manipulation, Troubled Asset Relief Program (TARP) fraud, government procurement fraud, and large-scale mortgage fraud, among others.
From 2002 to 2008, Mr. Stokes served as an Assistant United States Attorney in the Eastern District of Virginia, where he prosecuted a wide variety of financial fraud, immigration, and violent crime cases. From 1998 to 2002, he served in the DOJ's Tax Division as a trial attorney in the Western Criminal Enforcement Section.
Mr. Stokes received various awards while at the DOJ, including the Attorney General's Distinguished Service Award in 2013 and 2014 and the Assistant Attorney General's Exceptional Service Award (Criminal Division) in 2011 and 2014.
Mr. Stokes received his bachelor's degree and Juris Doctor from the University of Virginia, where he was an editorial board member of the Virginia Journal of Social Policy and the Law.
Mr. Stokes is admitted to practice in the District of Columbia, the District of Maryland, the Eastern District of Virginia, the Western District of Washington, and the Fourth Circuit.
Pedro A. Medrano is an Assistant General Counsel in the Legal Department of Warner Media, LLC (“WarnerMedia”). In this role, Mr. Medrano helps oversee the compliance function at WarnerMedia and its Divisions (HBO, Turner, Warner Bros., and Otter Media), as well as manages litigations and regulatory matters.
Prior to joining WarnerMedia, Mr. Medrano served as Senior Counsel, Managing Director in the Enforcement and Investigations Division of the Legal Department of The Bank of New York Mellon, where he was responsible for conducting internal investigations regarding significant legal, regulatory, and criminal matters, as well as responding to non-routine regulatory inquiries from various governmental and regulatory bodies. While at BNY Mellon, Mr. Medrano handled BNY Mellon’s response to the SEC’s industry-wide FCPA probe of financial firms’ interactions with sovereign wealth funds.
Mr. Medrano began his legal career at Wilmer Cutler Pickering Hale and Dorr LLP. During his tenure at WilmerHale, Mr. Medrano represented clients in white-collar criminal matters, internal investigations, and securities enforcement matters. He also counseled clients in numerous industries on a variety of challenging anti-corruption concerns, including due diligence in cross-border mergers and acquisitions; performed internal anti-corruption compliance risk assessments; advised clients in developing effective global anti-corruption compliance programs and policies; and conducted anti-corruption training.
Mr. Medrano is also a member of the Board of Directors of the City Bar Fund, the nonprofit 501(c)(3) arm of the New York City Bar Association. He is also a veteran of the U.S. Army Reserve.
Philip Urofsky is head of the global anti-corruption practice at Shearman & Sterling LLP, where he counsels Boards, companies, and individuals concerning government investigations, internal investigations, and compliance controls with respect to the Foreign Corrupt Practices Act, financial sanctions regulations, and other white collar laws and regulations. Formerly the lead FCPA trial attorney at the Department of Justice, he was responsible for many FCPA investigations and prosecutions, helped negotiate the Council of Europe and OECD Conventions and was designated as the U.S. expert for the OECD Working Group on Bribery’s peer review process, and was the principal drafter of the DOJ’s Federal Principles of Corporate Prosecution (the “Holder Memo”) (although he disclaims any responsibility for what the government did with it afterwards). Mr. Urofsky writes and speaks widely on topics related to the design and implementation of compliance programs and sanctions and anti-corruption enforcement trends and patterns.
MS. LIN SPECIALIZES IN DISPUTES RESOLUTION, THROUGH LITIGATION, ARBITRATION TO INVESTIGATION AND COMPLIANCE MATTERS.
Commercial Dispute Resolution (Litigation & Arbitration)
Investigation and Compliance
Languages, Mandarin; Cantonese; English
Richard Levick, Esq. is Chairman & CEO of LEVICK, representing countries and companies in the highest-stakes global communications matters – the Venezuelan crisis; Qatar; the Chinese trade war; the Gulf oil spill; Guantanamo Bay, the Catholic Church and many others.
Mr. Levick was honored multiple times on the prestigious list of “The 100 Most Influential People in the Boardroom” and has been named to multiple professional Halls of Fame for lifetime achievement.
He is the co-author of four books and is a regular commentator on television and in print. Mr. Levick speaks all over the world; at West Point, The Army War College and teaches at Fordham Law School.
Richard N. Dean is the Managing Partner of the Washington, D.C. office of the international law firm of Baker & McKenzie LLP.
Mr. Dean specializes in the U.S. Foreign Corrupt Practices Act (FCPA) and related legislation, including U.S. money laundering laws and their application to the activities of U.S. companies in emerging markets. He advises on the structuring of foreign investment transactions to comply with U.S. laws; supervises the conduct of internal investigations and audits to determine compliance with laws and regulations, including the Sarbanes-Oxley Act; and advises senior management and corporate audit committees on the consequences of such investigations and audits, including the development of appropriate defenses, disclosures, disciplinary actions and compliance policies. His practice includes representing multinational companies before the U.S. Department of Justice and the Securities and Exchange Commission in connection with FCPA and related matters.
Mr. Dean has conducted investigations into possible FCPA violations in a variety of high risk emerging markets, such as Russia, Ukraine and other CIS countries, West Africa, the Middle East, China, India, South America and Indonesia and has advised multinational companies on structuring transactions with distributors, dealers, joint venture partners and charitable institutions.
Richard W. Grime is a litigation partner in the Washington office of Gibson, Dunn & Crutcher’s Washington, DC office and a member of the White Collar Defense and Investigations Practice Group and the Securities Enforcement Practice Group.
Mr. Grime’s practice focuses on representing companies and individuals in corruption, accounting fraud, and securities enforcement matters before the Securities and Exchange Commission and the Department of Justice. Mr. Grime also conducts internal investigations and counsels clients on compliance and corporate governance matters with a particular focus on corruption investigations.
Prior to joining Gibson Dunn, Richard spent over nine years in the Division of Enforcement at the Securities and Exchange Commission in Washington, DC. In his last four years at the Commission he was an Assistant Director. Mr. Grime is currently highly ranked in Chambers USA Nationwide FCPA and Chambers Global FCPA and was recently selected by his peers for inclusion in The Best Lawyers in America© 2016 in the field of Criminal Defense: White Collar. He is also a longstanding and frequent speaker to legal and industry practitioners particularly on anti-corruption and securities enforcement topics.
Mr. Grime received his law degree from Oxford University.
Tom Hanusik chairs Crowell & Moring’s Investigations Practice and is a partner in the firm’s White Collar & Regulatory Enforcement Group, which Law360 recognized as a "White Collar Group of the Year" and an "FCPA Powerhouse." InsideCounsel identified Tom as one of the "The Best Lawyers to Call in a Worst-Case Scenario" for a white collar investigation in its "Crisis Rolodex" and he was twice included on SecuritiesDocket's "Enforcement 40" list of the top SEC Enforcement attorneys. Tom is Chambers ranked in white collar & government investigations and has been recognized consistently in The Best Lawyers in America for white collar criminal defense and securities regulation.
Tom's practice focuses on DOJ white collar defense, SEC Enforcement, FINRA Enforcement and internal investigations. He leads internal investigations on behalf of companies, boards of directors and board committees, and he advises corporate clients on remedial measures, compliance programs and training. His recent engagements have focused on allegations of financial fraud, insider trading, FCPA violations, AML controls, federal and state tax offenses, public corruption, U.S. export controls and sanctions regulations.
A partner in the Litigation Department, Mark Mendelsohn is co-chair of the Anti-Corruption & FCPA Group, and a member of the White Collar and Regulatory Defense, Internal Investigations, and Securities Litigation Practice Groups. Prior to joining Paul, Weiss, Mark served as the deputy chief of the Fraud Section of the Criminal Division of the United States Department of Justice (DOJ), and is internationally acknowledged and respected as the architect and key enforcement official of DOJ’s modern Foreign Corrupt Practices Act (FCPA) enforcement program.
Mark’s practice emphasizes white collar matters, internal corporate investigations, and compliance counseling. He regularly represents clients in FCPA and corruption-related internal investigations, designing and implementing compliance programs, transactional anti-corruption diligence, and responding to and defending against government investigations, prosecutions, and trials on behalf of both business entities and individuals.
As deputy chief of the Fraud Section from 2005 to 2010, Mark was responsible for overseeing all DOJ investigations and prosecutions under the FCPA, and for supervising a team of trial attorneys with respect to investigations and prosecutions of a wide variety of federal white collar crimes including money laundering, mail and wire fraud, procurement fraud, Arms Export Control Act and International Traffic in Arms Regulations (ITAR) violations, and violations of economic and trade sanctions laws and regulations, including with respect to the United Nations Oil for Food Program. During his tenure, Mark handled hundreds of voluntary disclosures of illicit corporate payments, worked closely with attorneys in the Division of Enforcement at the U.S. Securities and Exchange Commission, helped establish and worked closely with the Federal Bureau of Investigation’s FCPA squad at the Washington Field Office, negotiated numerous corporate plea, deferred and non-prosecution agreements on behalf of DOJ, and participated in the appointment of, interaction with, and reporting by more than 16 corporate compliance monitors. Mark led an effort to forge closer working relationships with foreign regulators in connection with transnational bribery cases, resulting in coordinated settlements with the Munich Public Prosecutor in Germany in the Siemens prosecutions and coordinated settlements with the U.K.’s Serious Fraud Office in the BAE and Innospec prosecutions, among others. Mark was also responsible for administering DOJ’s FCPA Opinion Release Procedure, including issuing the seminal opinion on FCPA transactional diligence and successor liability (Op. Rel. 08-02).
In addition to case-related responsibilities, Mark had significant policy responsibilities, including principal policy responsibilities related to the Organisation for Economic Co-operation and Development (OECD) Anti-bribery Convention. As a member of the U.S. delegation to the OECD Bribery Working Group, Mark served as a lead examiner for the follow-up review of Japan’s implementation of the OECD Anti-bribery Convention, played a key role in peer review of the United Kingdom including consultation regarding its Bribery Act of 2010, negotiated the 2009 Anti-Bribery Recommendation, and played a leading role in the drafting and adoption of the OECD’s “Good Practice Guidance on Internal Controls, Ethics and Compliance.”
During his tenure administering the DOJ’s FCPA enforcement program, the DOJ brought more than 50 prosecutions against corporations for violations of the FCPA and related offenses, resulting in more than $1.5 billion in criminal penalties. During that same period, DOJ brought approximately 80 prosecutions against individuals. Among the notable prosecutions were the following: U.S. v. Siemens AG, et al.; U.S. v. Kellogg Brown & Root, LLC and U.S. v. Albert “Jack” Stanley; U.S. v. Congressman William J. Jefferson; U.S. v. BAE Systems plc; U.S. v. Baker Hughes, et al.; U.S. v. Titan Corp.; U.S. v. Statoil ASA; U.S. v. Monsanto; Lucent Technologies, Inc.; U.S. v. Willbros Group, Inc., et al.; U.S. v. Christian Sapsizian, et al.; U.S. v. Viktor Kozeny and Frederick Bourke, Jr.; U.S. v. Gerald and Patricia Green; U.S. v. Innospec, Inc.; and U.S. v. Daimler AG.
Prior to joining the Fraud Section, Mark was senior counsel in the DOJ’s Computer Crime and Intellectual Property Section in Washington, D.C., and prior to that served for nearly six years as an assistant U.S. attorney in the U.S. Attorney’s Office in the Southern District of New York. During his service with the U.S. Attorney’s Office, Mark tried numerous cases to verdict and argued several appeals before the United States Court of Appeals for the Second Circuit. As a federal prosecutor, Mark was a recipient of the Attorney General’s Award for Distinguished Service for the “Investigation into Corrupt Payments by Siemens AG,” and a recipient of the Assistant Attorney General’s Award for “The Safeguarding and Maintenance of Confidence in the American Marketplace.” Mark has been recognized by Ethisphere Institute in 2011 as a “Top Gun” among “Attorneys Who Matter,” in 2009 as a “Government Star” among “Attorneys Who Matter In Corporate Compliance,” and in 2007 and 2008 as one of the “100 Most Influential People in Business Ethics.” Mark has been selected to Lawdragon “500 Leading Lawyers in America” numerous times. Mark is also ranked by Chambers for his work as an FCPA practitioner.
Mark has spoken frequently as a faculty member, panelist and keynote speaker at numerous FCPA, anti-corruption, corporate compliance, securities fraud, money laundering, and white collar crime programs and conferences. He teaches International Criminal Law as a visiting professor at the University of Virginia School of Law and has also been an adjunct lecturer-in-law at Columbia Law School. Mark is member of the Edward Bennett Williams Inn of Court and a member of the Board of Directors of Transparency International-USA.
Daniel S. Kahn is Senior Deputy Chief of the Fraud Section. In that capacity, Mr. Kahn manages the day-to-day operations of the Fraud Section, and directly oversees all criminal investigations and prosecutions undertaken by the Section. Prior to becoming Senior Deputy Chief, Mr. Kahn was the Chief of the Foreign Corrupt Practices Act (“FCPA”) Unit of the Fraud Section from March 2016 through July 2019. Mr. Kahn joined the Fraud Section in 2010 and was an Assistant Chief of the FCPA Unit from 2013 to March 2016. Mr. Kahn earned the Assistant Attorney General’s Award for Exceptional Service for his work on the Alstom case, and the Assistant Attorney General’s Award for Distinguished Service for his part in prosecuting a bribery scheme involving the state-owned and state-controlled telecommunications company in Haiti. Prior to joining the Department of Justice, Mr. Kahn spent six years at Davis Polk & Wardwell LLP. Mr. Kahn was twice selected by the New York Police Department Executive Development Division to present on the prevention of wrongful convictions. He also assisted the New York Justice Task Force in investigating wrongful convictions. Mr. Kahn graduated summa cum laude from Cornell University and cum laude from Harvard Law School.
Sulaksh is a partner in PwC's Forensic Services Practice in Washington D.C. and the co-leader of their Investigations practice.
Sulaksh has approximately 16 years of public accounting experience. His practice focusses on anti-corruption/FCPA matters, including internal investigations, compliance programs, and due diligence. Sulaksh has represented clients before the United States Department of Justice as well as the Securities and Exchange Commission.
Sulaksh has worked on anti-corruption/FCPA matters in Africa, Asia, Latin America, Europe and the Middle East. In particular, he has anti-corruption/FCPA experience in pharmaceutical/medical products, manufacturing, industrial products, retail and consumer, hospitality, and the oil and gas industry.
He frequently speaks on anti-corruption/FCPA topics and has been a featured speaker at national and international conferences, including American Conference Institute events. Sulaksh has instructed at various universities, including but not limited to Georgetown Law School, University of Virginia, University of Missouri, and DePaul University.
From 1998 through 2001, Sulaksh assisted the Kuwait Public Authority for Assessment of Compensation for Damages Resulting from Iraqi Aggression (PAAC) in preparing claims for the Government of Kuwait, which arose from the Iraqi invasion, totaling to USD 131 billion for submission to the United Nations Compensation Commission.
Sulaksh is a licensed Certified Public Accountant (CPA) in Illinois and Virginia. He is also a Certified Fraud Examiner, and Certified in Financial Forensics (CFF). Sulaksh is a Bachelor of Commerce from the University of Mumbai, India. He is also an associate (non-lawyer) member of the American Bar Association’s Criminal Justice and International Law sections.
Sulaksh is also a Board Member of MATHCOUNTS, a 501 (c) 3 tax-exempt organization that promotes middle school mathematics achievement through grassroots involvement in every U.S. state and territory.
Bruce Yannett is Deputy Presiding Partner of the firm and Chair of the White Collar & Regulatory Defense Practice Group. He focuses on white collar criminal defense, regulatory enforcement and internal investigations. He represents a broad range of companies, financial institutions and their executives in matters involving securities fraud, accounting fraud, foreign bribery, cybersecurity, insider trading, and money laundering. He has extensive experience representing corporations and individuals outside the United States in responding to inquiries and investigations.
Chambers Global 2019 recognizes Mr. Yannett as a Band 1 practitioner for FCPA matters, and Chambers USA 2018 recognizes Mr. Yannett as a Band 1 practitioner for both white collar criminal defense and FCPA matters. Clients praise his work as “excellent” and describe him as a “very strong communicator and litigator” and a “leading light in the field,” noting that “he has real gravitas about him,” giving him the “immediate respect of everybody in the room.” In a similar vein, The Legal 500 US calls him a “superstar,” Lawdragon recognizes him as one of the 500 leading lawyers in America, and Benchmark Litigation names him a “Litigation Star.” Further, in selecting Debevoise as “Litigation Department of the Year” in 2014, The American Lawyer stated that Mr. Yannett’s work on the groundbreaking Siemens FCPA internal investigation, which spanned 34 countries, and settlement with U.S. and German authorities, “cemented his credibility with regulators” on subsequent matters.
He is a member of the American Law Institute. Mr. Yannett is on the Board of Advisors for the New York University Program on Corporate Compliance and Enforcement.
Early in his career, Mr. Yannett served in the Office of Independent Counsel: Iran/Contra and as an assistant United States attorney.
James J. Benjamin Jr. is a leader of Akin Gump’s white-collar defense and global investigations practice group. He represents banks, public companies, private investment funds, broker-dealers, and proprietary trading firms—as well as their key executives and traders—in investigations and enforcement proceedings arising under the federal securities and commodities laws.
Jim is described by Chambers USA as a “truly outstanding” lawyer who is “smart, hard-working, compassionate, and creative” and is “sought out by clients for his ‘strong and calming influence.’” According to Chambers, Jim “draws widespread acclaim” and is "just superb - a wonderful lawyer with terrific strategic judgment and a wonderful bedside manner.”
He represents companies and individuals in complex, high-pressure investigations and enforcement proceedings related to insider trading; anti-bribery and FCPA; improper accounting and disclosure; market manipulation, disruptive trading, and other violations; anti-money laundering and the Bank Secrecy Act; and anticompetition.
Jim is a graduate of Dartmouth College, magna cum laude, and the University of Virginia School of Law, where he served as the Research and Projects Editor of the Virginia Law Review. After law school, he clerked for Judge J. Frederick Motz in the District of Maryland and Justices Lewis F. Powell, Jr. and John Paul Stevens of the U.S. Supreme Court.
Before joining Akin Gump in 2001, Jim served as an Assistant U.S. Attorney in the U.S. Attorney’s Office in the Southern District of New York, including as deputy chief appellate attorney and as a member of the Securities and Commodities Fraud Task Force.
Joseph Azam is Senior Vice President & Global Chief Compliance & Ethics Officer at Infor, where he heads global compliance and oversees internal investigations. Prior to his role with Infor, Joe was Group Chief Compliance Officer at News Corp in New York. Prior to that, Joe served as SVP & Associate General Counsel, Global Anti-Bribery at London-based HSBC has held similar in-house positions at Accenture and Oracle. Joe’s compliance counseling and investigations engagements have included in-country work throughout the Americas, Europe, Asia, the Middle East and Africa. He began his practice at Willkie Farr & Gallagher LLP in New York. Joe is a graduate of the University of California, Hastings College of the Law, where he serves on the Board of Governors, and holds an M.A. and B.A. from New York University. He has been a contributor for MTV News, Ethisphere Magazine, the San Francisco Chronicle the LA Times, and Lucky Peach Magazine.
Kimberly A. Parker is a partner at Wilmer Cutler Pickering Hale and Dorr in Washington. Ms. Parker co-leads the firm’s Foreign Corrupt Practices Act (FCPA) and Anti-Corruption Practice. She has represented companies and individuals in a variety of FCPA enforcement matters, including defense company Armor Holdings in its July 2011 FCPA settlement involving conduct related to the United Nations, oil driller Helmerich & Payne in its July 2009 FCPA involving payments to customs officials in Argentina and Venezuela, and the Titan Corporation in its landmark 2005 FCPA case. She has conducted internal investigations in the United States, Asia, Africa, Europe, and Latin America. She regularly counsels clients on FCPA compliance, assists in developing and conducting FCPA training and compliance programs, and conducts anti-corruption due diligence and risk assessments. In addition to co-authoring several articles on the FCPA, Ms. Parker is a co-author, with Roger M. Witten, Jay Holtmeier, and Erin Sloane of the firm’s New York office, of a leading treatise in the field, Complying with the Foreign Corrupt Practices Act. Ms. Parker is ranked for FCPA work in Chambers USA: America's Leading Lawyers in Business.
Nicole Friedlander is a partner in Sullivan & Cromwell’s Criminal Defense and Investigations Group and co-head of its Cybersecurity Practice. Ms. Friedlander represents clients in complex internal investigations, regulatory enforcement proceedings and criminal matters involving every aspect of white-collar crime, including fraud, FCPA, insider trading, theft of trade secrets, money laundering and tax matters. Ms. Friedlander also advises major corporations and Boards of Directors in cybersecurity planning and incident response.
Ms. Friedlander joined the Firm in 2016 from the United States Attorney’s Office for the Southern District of New York, where she was Chief of the Complex Frauds and Cybercrime Unit, and served for over eight years. In white-collar, among a wide range of cases, Ms. Friedlander led major prosecutions of offshore banks for facilitating tax evasion; secured one of the largest-ever FCPA resolutions; led cutting edge prosecutions of virtual currency exchangers for money laundering and Bank Secrecy Act violations; and brought a groundbreaking racketeering case against the owner of multibillion-dollar payday lending companies. In cybersecurity, Ms. Friedlander led the successful investigation of the largest-ever cyber theft of customer data from a U.S. financial institution; oversaw the indictment of Iranian state-sponsored hackers for coordinating cyberattacks on 46 financial institutions; and prosecuted a Russian national for hacking U.S. banks in a case the FBI named one of its top ten of the year. Ms. Friedlander was also a part of the litigation team that challenged an internet services provider to comply with a warrant, leading to Congress’ passage of the CLOUD Act.
During her tenure at the U.S. Attorney’s Office, Ms. Friedlander also successfully tried numerous federal criminal cases and briefed and argued appeals before the U.S. Court of Appeals for the Second Circuit.
Patricia M. Byrne (“Trish”) is the VP & Associate General Counsel for International Compliance at BAE Systems, Inc., the wholly owned subsidiary of BAE Systems plc, a global defense contractor.
Trish’s responsibilities include oversight of the Company’s anticorruption program and the International Trade team. Her work involves advice and guidance on international business, conducting due diligence on third party business partners, policy administration, training on FCPA and anticorruption laws, FCPA focused merger and acquisition diligence, Offsets compliance, and export controls. She manages a team of twelve people across the two functions. In 2018 her Anticorruption team was awarded the ACC Global Counsel regulatory practice Team of the Year.
Trish joined BAE Systems, Inc. as Counsel for International and Domestic Compliance in 2008. Prior to joining BAE Systems, Inc., Trish was a Counsel at WilmerHale, in Washington D.C. where her work focused primarily on FCPA investigations, and on reviewing, creating, and implementing anti-corruption compliance programs for multinational companies.
Trish received her JD from the University of California at Berkeley School of Law in 1999, and she graduated with a BA(Hons I)/LLB from the University of Otago, Dunedin, New Zealand in 1996.
Thomas J. Koffer is the Global Head of Anti-Corruption & Economic Sanctions Compliance at Credit Suisse, where he oversees Credit Suisse’s enterprise-wide compliance program addressing the U.S. Foreign Corrupt Practices Act, the UK Bribery Act 2010, and other similar anti-corruption laws. He also oversees compliance with economic and trade sanctions laws administered by the U.S. Office of Foreign Assets Control and other international regulators. Previously, Thomas served as counsel at Wilmer Cutler Pickering Hale & Dorr, and as a law clerk for judges on the U.S. Second Circuit Court of Appeals and the U.S. District Court for the Southern District of New York. Before earning a law degree, Thomas investigated political corruption matters at the New York County District Attorney’s Office. He also previously served with the U.S. Vice President’s Domestic Policy Office.
Charles E. Cain is the Chief of the Foreign Corrupt Practices Act Unit within the Securities and Exchange Commission’s Division of Enforcement. He has been in the SEC’s FCPA Unit since its formation in 2010 and with the Division of Enforcement for nineteen years. As the Chief, his roles include oversight of the National FPCA program, coordination with domestic and foreign law enforcement, and supervision of individual investigations. During his tenure with the SEC, he has also been responsible for numerous significant cases in other areas including financial fraud, insider trading, offering fraud, market manipulation, disclosure fraud, and broker dealer practices. Mr. Cain is a graduate of The George Washington University Law School.
James P. Loonam is a Deputy Chief of the Business and Securities Fraud Section for the United States Attorney’s Office, Eastern District of New York. Mr. Loonam is responsible for leading and supervising investigations and prosecutions involving foreign corruption, securities fraud, money laundering and other white collar matters. Mr. Loonam was the lead prosecutor for the recent FCPA case against alternative asset manager Och-Ziff, which resulted in a $213 million criminal penalty and a guilty plea to violations of the FCPA. Mr. Loonam was also the lead prosecutor in the investigation of JPMorgan’s hiring practices in Asia, which led to a $72 million criminal penalty against the firm. Mr. Loonam is a highly decorated prosecutor having received numerous awards for his work, including the Attorney General’s Award for Exceptional Service (DOJ’s highest award) and the Director’s Award for Superior Performance by a Litigative Team. Mr. Loonam previously served as Deputy Chief of the Office’s Violent Crime and Terrorism Section, where he led and supervised cases involving international terrorism and sanctions violations. Mr. Loonam prosecuted a terrorism case involving an al-Qaeda plot to bomb the New York City subway system that the Attorney General described as “one of the most serious terrorist threats to our nation since September 11, 2001.” Mr. Loonam received his J.D. with honors from the University of Connecticut, School of Law, where he was a member of the Connecticut Law Review.
Justin Siegel is a Vice President in the Goldman, Sachs & Co. Financial Crime Compliance group, and manages the firm’s anti-bribery efforts in the Americas. Before joining Goldman Sachs, he was counsel with O’Melveny & Myers L.L.P., focusing on investigations, securities litigation, and antitrust matters. Justin earned a B.A. from Yale University and a J.D. from Northwestern University Pritzker School of Law.
Ms. Hargis was appointed Vice President, Chief Legal Officer & Secretary on January 1, 2016. Ms. Hargis joined the Company in July 2013 serving as Associate General Counsel, Corporate and Transactional and Assistant Secretary and then as Vice President, Associate General Counsel and Assistant Secretary in November 2015. Prior to joining Key, Ms. Hargis served for 7 years with U.S. Concrete, Inc., where she last served as their Vice President, General Counsel & Corporate Secretary. Ms. Hargis holds a B.S. in Administration of Justice from Arizona State University and a J.D. from Tulane University.