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Securities Litigation 2017: From Investigation to Trial
Chair(s):
Jonathan K. Youngwood, Lyle Roberts
Practice Area:
Corporate & Securities, Litigation
Published:
Apr 2017
ISBN:
9781402428852
PLI Item #:
186354
CHB Spine #:
B2313
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Securities Enforcement: 2016 Mid-Year Review
Chapter 2. Second Circuit Accepts Controversial “Inflation-Maintenance” Theory of Securities Fraud Liability (October 5, 2016)
Chapter 3. Supreme Court Affirms That Pecuniary Benefit Not Required For Family Member Tips, But Declines to Address What Constitutes a Benefit in Other Contexts (December 7, 2016)
Chapter 4. D.C. Circuit Upholds Constitutionality of SEC Administrative Proceedings (August 16, 2016)
Chapter 5. On the Record 3rd Quarter 2016
Chapter 6. Recent Trends in Securities Class Action Litigation: 2016 Full-Year Review (January 2017)
Chapter 7. Context, Reasons, Hedges, and Disclaimers: The Supreme Court’s Ruling in Omnicare May Shape Whether and How Companies Express Opinions (March 25, 2015)
Chapter 8. Corporate Disclosure of Government Investigations Under Securities Law (April 27, 2016)
Chapter 9. In re Lions Gate Entertainment Securities Litigation: Court Rejects Securities Claims Based on Company’s Decision Not to Disclose Ongoing SEC Investigation (January 25, 2016)
Chapter 10. Compare and Contrast (February 10, 2017)
Chapter 11. Don’t Buy a “Model V” (October 1, 2016)
Chapter 12. Halliburton Settled (Again) (January 7, 2017)
Chapter 13. Not Exactly Meritless (December 5, 2016)
Chapter 14. On This Record (November 7, 2016)
Chapter 15. Pipe Dream (January 22, 2017)
Chapter 16. Time for Securities Lawyers To Stand Behind Their ‘Confidential Witnesses’ (August 19, 2016)
Chapter 17. Examination Priorities for 2017
Chapter 18. Koch v. S.E.C., 793 F.3d 147 (2015)
Chapter 19. Montford and Co., Inc. v. S.E.C., 793 F.3d 76 (2015)
Chapter 20. S.E.C. v. Caledonian Bank Ltd., 145 F.Supp.3d 290 (2015)
Chapter 21. United States v. Litvak, 808 F.3d 160 (2015)
Chapter 22. Pigs Get Fat, Hogs Get Slaughtered: Keeping Lawyers Out of the Slaughterhouse
Chapter 23. Whistleblower Law: What Rights Do Ratting Lawyers Have?
Chapter 24. Attorney-Client Privilege: Misunderstanding or Misunderstood?
Chapter 25. “Positively 4th Street”: Lawyers and the “Scripting” of Witnesses
Chapter 26. Squaring the Circle: Can Bad Legal Precedent Just Be Wished Away?
Chapter 27. “Here’s Johnny!”: Carnacing the Future of the SEC’s Preemption Overreach (April 28, 2014)
Chapter 28. The D.C. Circuit: Wrong and Wronger!
Chapter 29. Navigating State-Based Ethics Rules and Sarbanes-Oxley Requirements (September 21, 2015)
Chapter 30. The New York Court of Appeals Takes the Wrong Fork in the Road on the Common Interest Privilege
Chapter 31. Finders Keepers, Losers Weepers?
Index
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