Skip to main content
Create Account
About PLI PLUS
Help
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Treatises
Forms
Transcripts
My Bookshelf
My History
< Back To Results
1 in 1 results
Previous Result
Next Result
SEC Reporting and Practice Skills Workshop for Lawyers 2017
Chair(s):
Andrew W. Winden, George M. Wilson, MBA, CPA, Gary M. Brown
Practice Area:
Accounting
Published:
Jan 2017
ISBN:
N/A
PLI Item #:
187126
This version is not current.
Click here for the most recent version.
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Faculty Bios
Table of Contents
Chapter 1. Chapter 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 2. Interesting Web Sites for Public Companies
Chapter 3. Regulation FD Template: Policy on Communicating with Analysts, Security Holders and Others
Chapter 4. Template: Press Release with Safe-Harbor Statement
Chapter 5. Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 6. Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 7. SEC Frequent Comments: Recent Examples in Specific Areas (Updated July 2016)
Chapter 8. Form 10-Q (December 4, 2014)
Chapter 9. In the Matter of FFP Marketing Company, Inc., Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Release No. 51198 (February 14, 2005)
Chapter 10. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel (Updated October 2016)
Chapter 11. Chapter 18, Ethical Dilemmas in Preparation and Review of SEC Filings, Practising Law Institute, Securities Filings 2016: Practical Guidance in a Changing Environment
Chapter 12. Reminder List: A Creative Approach to Writing Your MD&A (December 2014)
Chapter 13. SEC Guidance for Non-GAAP Measures
Chapter 14. U.S. Securities and Exchange Commission, Non-GAAP Financial Measures, Compliance & Disclosure Interpretations (Last Update: May 17, 2016)
Chapter 15. Navigating the Safe Harbor for Forward-Looking Statements
Chapter 16. Chapter 10: Regulation of Proxy Solicitations, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 17. U.S. Securities & Exchange Commission, Staff Observations in the Review of Executive Compensation Disclosure
Chapter 18. U.S. Securities & Exchange Commission, SEC Adopts Rule for Pay Ratio Disclosure: Rule Implements Dodd-Frank Mandate While Providing Companies with Flexibility to Calculate Pay Ratio (August 5, 2015)
Chapter 19. Template: Related Party Transactions Policy
Chapter 20. Form 8-K: General Filing Requirements
Chapter 21. Latham & Watkins, Desktop Reference: 8-K Filing Events (January 2016)
Chapter 22. Keeping Current with Form 8-K: A Practical Guide (October 2014)
Chapter 23. Template: Trading Plan
Chapter 24. Template: Insider Trading Compliance Policy
Chapter 25. Template: Social Media Policy
Chapter 26. Table 7-1: Rule 144 Decision Tree, from Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
About Us
