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SEC Reporting and Practice Skills Workshop for Lawyers 2017

Chair(s): Gary M. Brown, George M. Wilson, MBA, CPA, Andrew W. Winden

Practice Area: Securities and other financial products, Securities filings and financial statements

Published: Jan 2017 i Other versions can be found in the Related Items tab.
ISBN: N/A
PLI Item #: 187126

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Chapter 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 2. Interesting Web Sites for Public Companies
Chapter 3. Regulation FD Template: Policy on Communicating with Analysts, Security Holders and Others
Chapter 4. Template: Press Release with Safe-Harbor Statement
Chapter 5. Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 6. Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 7. SEC Frequent Comments: Recent Examples in Specific Areas (Updated July 2016)
Chapter 8. Form 10-Q (December 4, 2014)
Chapter 9. In the Matter of FFP Marketing Company, Inc., Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Release No. 51198 (February 14, 2005)
Chapter 10. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel (Updated October 2016)
Chapter 11. Chapter 18, Ethical Dilemmas in Preparation and Review of SEC Filings, Practising Law Institute, Securities Filings 2016: Practical Guidance in a Changing Environment
Chapter 12. Reminder List: A Creative Approach to Writing Your MD&A (December 2014)
Chapter 13. SEC Guidance for Non-GAAP Measures
Chapter 14. U.S. Securities and Exchange Commission, Non-GAAP Financial Measures, Compliance & Disclosure Interpretations (Last Update: May 17, 2016)
Chapter 15. Navigating the Safe Harbor for Forward-Looking Statements
Chapter 16. Chapter 10: Regulation of Proxy Solicitations, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 17. U.S. Securities & Exchange Commission, Staff Observations in the Review of Executive Compensation Disclosure
Chapter 18. U.S. Securities & Exchange Commission, SEC Adopts Rule for Pay Ratio Disclosure: Rule Implements Dodd-Frank Mandate While Providing Companies with Flexibility to Calculate Pay Ratio (August 5, 2015)
Chapter 19. Template: Related Party Transactions Policy
Chapter 20. Form 8-K: General Filing Requirements
Chapter 21. Latham & Watkins, Desktop Reference: 8-K Filing Events (January 2016)
Chapter 22. Keeping Current with Form 8-K: A Practical Guide (October 2014)
Chapter 23. Template: Trading Plan
Chapter 24. Template: Insider Trading Compliance Policy
Chapter 25. Template: Social Media Policy
Chapter 26. Table 7-1: Rule 144 Decision Tree, from Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)

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