New feature: Customize your PLUS research experience with
Skip to main content
- Answer Books
- Course Handbooks
Forms & Checklists
< Back To Results
1 in 1 results
Twelve Practice Pointers for SEC Form N-CSR, which is filed semiannually by registered management investment companies pursuant to Rule 30b2-1 under the Investment Company Act of 1940
Mutual Funds and Exchange Traded Funds Regulation (Third Edition)
Book Publication Date:
Form N-CSR is filed semiannually by registered management investment companies pursuant to Rule 30b2-1 under the Investment Company Act of 1940.
This form provides an item-by-item description of the information required to be disclosed on Form N-CSR.
PLI Item #:
Banking, Corporate & Securities
"Practice Pointers: Form N-CSR"
"Sarbanes-Oxley Act of 2002"
" Form 12b-25"
reports to stockholders
code of ethics
disclosure of audit committee financial expert
principal accountant fees and services
audit committee of listed registrants
Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies
Portfolio Managers of Closed-End Management Investment Companies
Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers
Submission of Matters to a Vote of Security Holders
Add To Bookshelf
Thank you for exploring PLI PLUS.
The content on this page is only available to subscribers.
To learn more about PLI PLUS subscriptions
please click on the link below or contact us at
Request More Info
Already a subscriber? Log in
All Contents Copyright © 1996-2020 Practising Law Institute.
About PLI PLUS
PLI Librarian Blog
PLI PLUS app
Continuing Legal Education since 1933.