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SEC Compliance Calendar 1

Book Publication Date: Sep 2021
Description: Sample Compliance Calendar that can accommodate a complex of funds with multiple fiscal year ends and cycles for annual approvals
Type: Checklists
PLI Item #: 206128
Practice Area: Banking and finance, Exchange-traded funds, Financial services, Investment companies, Investment fund management, Mutual funds, Regulation and compliance (Banking and finance), Securities and other financial products

Keywords: "Sample Compliance Calendar"; "Form N-CSR (annual); Form 24F-2"; "Form N-MFP"; "Schedule 13G and Form 13F"; "Annual N-1A Amendment (Rule 485(b))"; "Form N-SAR; SAI (Rule 497)"; "Annual N-1A Amendment (Rule 485(b))"; "XBRL filing"

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