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Hedge Fund Management 2018
Author(s):
Leor Landa
Practice Area:
Banking
Published:
Nov 2018
ISBN:
9781402432644
PLI Item #:
218999
CHB Spine #:
B2451
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Leor Landa, James H. R. Windels, Davis Polk & Wardwell LLP, Ch. 3: Adviser Exams: Mitigating Enforcement Risks, Global Legal Group, The International Comparative Legal Guide to: Alternative Investment Funds 2018, 6th Edition
Chapter 2. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (October 31, 2017)
Chapter 3. Davis Polk & Wardwell LLP, Client Memorandum, SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II’s Research Provisions (November 6, 2017)
Chapter 4. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (November 28, 2017)
Chapter 5. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Keynote Address Before the ICI Securities Law Developments Conference (December 7, 2017)
Chapter 6. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (December 21, 2017)
Chapter 7. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (January 30, 2018)
Chapter 8. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (February 28, 2018)
Chapter 9. Davis Polk & Wardwell LLP, Client Memorandum, SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures (March 15, 2018)
Chapter 10. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Keynote Address Before the ICI 2018 Mutual Funds and Investment Management Conference (March 19, 2018)
Chapter 11. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (March 30, 2018)
Chapter 12. U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, National Exam Program Risk Alert, Overview of the Most Frequent Advisory Fee and Expense Compliance Issues Identified in Examinations of Investment Advisers, Volume VII, Issue 2 (April 12, 2018)
Chapter 13. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (April 30, 2018)
Chapter 14. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Remarks at the PLI Investment Management Institute 2018 (April 30, 2018)
Chapter 15. Davis Polk & Wardwell LLP, Client Memorandum, SEC Proposes Enhanced Standards for Advice to Retail Investors (May 7, 2018)
Chapter 16. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (May 31, 2018)
Chapter 17. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (June 28, 2018)
Chapter 18. Davis Polk & Wardwell LLP, Client Newsflash, SEC Proposes New ETF Rule (June 29, 2018)
Chapter 19. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (July 31, 2018)
Chapter 20. U.S. Securities and Exchange Commission, Office of the Compliance Inspections and Examinations, National Exam Program Risk Alert, Compliance Issues Related to Best Execution by Investment Advisers (July 11, 2018)
Chapter 21. Davis Polk & Wardwell LLP, Client Newsletter, Investment Management Regulatory Update (August 30, 2018)
Chapter 22. U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, 2018 National Exam Program Examination Priorities (2018)
Chapter 23. Walkers Global, Cayman Islands, Investment Funds (August 2018)
Chapter 24. Walkers Global, Cayman Islands, Regulation of Funds in the Cayman Islands (August 2018)
Chapter 25. Maples and Calder, Hedge Fund Trends 2010–2017
Chapter 26. Maples and Calder, Irish Funds Trends 2013–2017
Chapter 27. Complaint, Ryan Coffey v. Ripple Labs, Inc. et al., CGC-18-566271 (Cal. 2018)
Chapter 28. U.S. Securities and Exchange Commission, Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO, Release No. 81207 (July 25, 2017)
Chapter 29. U.S. Securities and Exchange Commission, Staff Letter: Engaging on Fund Innovation and Cryptocurrency-Related Holdings (January 18, 2018)
Chapter 30. Memorandum & Order, In re: CFTC v. McDonnell and Cabbagetech, Corp. d/b/a Coin Drop Markets, 18-CV-361 (E.D.N.Y. 2018)
Chapter 31. U.S. Securities and Exchange Commission, Divisions of Enforcement and Trading and Markets, Public Statement on Potentially Unlawful Online Platforms for Trading Digital Assets (March 7, 2018)
Chapter 32. NFA Rulebook, 9073—Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities (May 17, 2018)
Chapter 33. William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Remarks at the Yahoo Finance All Markets Summit: Crypto, Digital Asset Transactions: When Howey Met Gary (Plastic) (June 14, 2018)
Chapter 34. U.S. Securities and Exchange Commission, Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to List and Trade Shares of the Winklevoss Bitcoin Trust, Release No. 34-83723, File No. SR-BatsBZX-2016-30 (July 26, 2018)
Chapter 35. Commissioner Hester M. Pierce, U.S. Securities and Exchange Commission, Public Statement on Dissent of Commissioner Hester M. Pierce to Release No. 34-83723; File No. SR-BatsBZX-2016-30 (July 26, 2018)
Chapter 36. U.S. Securities and Exchange Commission v. Dorozhko, Docket No. 08-0201-cv (2d Cir. 2008)
Chapter 37. Indictment, In re: United States v. Korchevsky, et. al., CR 15-381 (E.D.N.Y 2015)
Chapter 38. Order Granting Plaintiff’s Motion for Preliminary Injunction, In re: HIQ Labs, Inc. v. LinkedIn Corporation, Case No. 17-cv-03301-EMC, Docket No. 23 (N.D. Cal. 2017)
Chapter 39. Memorandum Opinion, In re: Sandvig v. Sessions III, Civil Action No. 16-1368 (JDB) (D.D.C. 2018)
Chapter 40. Melissa Maalouf, Mason Weisz, Jon Frankel, Ken Dreifach, Kandi Parsons, Anna Hsia, Alexei Klestoff, Marci Rozen, Allison Bender, Michelle Anderson and Austin Mooney, Zwillgen PLLC, One Month Till GDPR! Seven Insights and Predictions, ZwillGen blog (April 25, 2018)
Chapter 41. California Consumer Privacy Act of 2018, Assembly Bill No. 375, Chapter 55 (June 28, 2018)
Chapter 42. Official Journal of the European Union, Select GDPR Articles (April 5, 2016)
Index
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