This book provides comprehensive guidance on how to structure exempt and hybrid securities offerings. Packed with checklists, transactional timelines, SEC guidance, and a wealth of labor-saving sample documents, the third edition of Exempt and Hybrid Securities Offerings offers the relative advantages and drawbacks of the most commonly used forms of exempt and hybrid offerings. It clearly explains: the mechanics of conducting venture private placements • traditional PIPE transactions • structured PIPE transactions • institutional (debt) private placements • Rule 144A offerings • Regulation S offerings • expedited shelf takedowns • registered direct offerings • at-the-market offerings • confidentially marketed public offerings • and continuous issuance programs, including MTN and CP programs.
This comprehensive three-volume treatise integrates the impact of the Dodd-Frank Act and other regulatory changes resulting from the financial downturn of the Great Recession.
Exempt and Hybrid Securities Offerings also comes with a USB flash drive containing more than 40 editable forms and more than a dozen additional sample forms.