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Securities Filings 2018: Practical Guidance in a Changing Environment
Chair(s):
Steven V. Bernard
Practice Area:
Securities and other financial products,
Securities filings and financial statements
Published:
Aug 2018
i
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ISBN:
9781402432118
PLI Item #:
220383
CHB Spine #:
B2428
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Quarterly Reports on Form 10-Q (June 26, 2017)
Chapter 2. SEC Provides New Guidance on Pay Ratio Disclosure Rule (September 26, 2017)
Chapter 3. SEC Staff Publishes Guidance Regarding Disclosure and New Tax Act (December 28, 2017)
Chapter 4. Preparation of the Annual Report on Form 10-K (July 7, 2017)
Chapter 5. Keeping Current with Form 8-K: A Practical Guide (June 2017)
Chapter 6. MD&A and the Annual Report to Shareholders (PowerPoint slides)
Chapter 7. Proxy Statements (PowerPoint slides)
Chapter 8. Registration Statements under the Securities Exchange Act of 1934: Form 10 and Form 8-A (June 30, 2017)
Chapter 9. Risk Factors Disclosure and the Private Securities Litigation Reform Act (September 7, 2017)
Chapter 10. Interim Reports on Form 8-K (June 30, 2017)
Chapter 11. Complying With the CEO Pay Ratio Disclosure Requirement (June 1, 2017)
Chapter 12. Securities Filings in M&A Transactions (September 2017) (PowerPoint slides)
Chapter 13. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
Index
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