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Annual Disclosure Documents 2018: Current Developments and Best Practices

Chair(s): Michael L. Hermsen, Mary J. Mullany, Sandra L. Flow

Practice Area: Form 10-K, Securities and other financial products, Securities filings and financial statements

Published: Dec 2018 i Other versions can be found in the Related Items tab.
ISBN: 9781402432781
PLI Item #: 220672
CHB Spine #: B2456

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Annual Report on Form 10-K, Proxy Statement and Annual Report to Shareholders (September 2018)
Chapter 2. Laura Richman, Michael L. Hermsen and David Schuette, Mayer Brown LLP, SEC Updates Proxy Interpretations (May 16, 2018)
Chapter 3. Michael L. Hermsen, David Bakst, John Berkery, Robert Gray, Jr., Philip Niehoff, Anna Pinedo, Laura Richman and David Schuette, Mayer Brown LLP, SEC Expands Definition of Smaller Reporting Company (July 9, 2018)
Chapter 4. Laura Richman, John Berkery, Robert Gray, Jr., Michael L. Hermsen and Adam Kanter, Mayer Brown LLP, SEC Adopts Inline XBRL Rule (July 10, 2018)
Chapter 5. SEC Decreases Filing Fees for Fiscal Year 2019 (August 30, 2018)
Chapter 6. Roadmap to Capital Markets Regulatory Changes: Proposed, Potential and Recently Adopted or Enacted Rulemaking and Legislation Relating to the US Capital Markets, Public Company Reporting and Corporate Governance (September 5, 2018)
Chapter 7. Laura Richman, John Berkery, Matthew Bisanz, Jennifer Carlson, Rajesh De, Robert Gray, Jr., Michael L. Hermsen, Stephen Lilley, David Schuette and David Simon, Mayer Brown LLP, SEC Issues Updated Guidance on Cybersecurity Disclosures (February 28, 2018)
Chapter 8. Laura Richman, Michael L. Hermsen, David Bakst, Robert Gray, Jr. and Anna Pinedo, Mayer Brown LLP, Capital Markets Implications of Amendments to Simplify and Update SEC Disclosure Rules (August 29, 2018)
Chapter 9. Mary J. Mullany and Alice J. Huang, Ballard Spahr LLP, SEC Releases Guidance on Cybersecurity Disclosures (February 26, 2018)
Chapter 10. Douglas M. Fox, Gerald J. Guarcini, Elizabeth A. Hecker, Mehrnaz Jalali and Thomas G. Lovett, IV, Ballard Spahr LLP, New SEC Thresholds in Definition of Smaller Reporting Company Effective September 10 (July 12, 2018)
Chapter 11. Using Social Media to Make Regulation FD Compliant Disclosure (September 2018)
Chapter 12. Ernst & Young LLP, SEC Comments and Trends, An Analysis of Current Reporting Issues (September 2018)
Chapter 13. Insider Trading and SEC Rules 10b5-1(c) Trading Plans (September 2018)
Chapter 14. Relevant New York Rules of Professional Conduct (January 2017)
Chapter 15. Shannon D. Farmer, Jessica G. Federico, Theodore R. Flo, Gerald J. Guarcini, Barbara S. Mishkin, Beth Moskow-Schnoll and Brian D. Pedrow, Ballard Spahr LLP, The Definition of Whistleblower Under the Dodd-Frank Act Is Shrinking (March 1, 2018)
Chapter 16. Lauren Walas and Joan E. McKown, SEC Proceedings Against Attorneys FY2018: Attorneys Behaving Badly (August 31, 2018)
Chapter 17. Jones Day, White Paper, SEC Enforcement in Financial Reporting and Disclosure—2018 Mid-Year Update (July 2018)
Chapter 18. Exequity LLP, Client Briefing, CEO Pay Ratio: Ratios in Context (February 26, 2018)
Chapter 19. Exequity LLP, Client Briefing, What Does the CEO Pay Ratio Data Say About Pay? (August 21, 2018)
Chapter 20. Exequity LLP, Client Briefing, Bouncing Back from a Low Say-on-Pay Vote (August 28, 2018)
Chapter 21. The EC Minute, Episode #20: Dodd-Frank Update (September 5, 2018) (Podcast Supplemental Slides)
Chapter 22. Doreen E. Lilienfeld, John J. Cannon III, Kenneth J. Laverriere, Linda Rappaport, K. Mallory Brennan, Richard Fischetti, Lona Nallengara, Scott Petepiece, Gillian Emmett Moldowan and Matthew Behrens, Shearman & Sterling LLP, Perspectives, Hot Topics: Focus on the Gender Pay Gap (April 18, 2018)
Chapter 23. Alan Bickerstaff, John J. Cannon III, J. Russel Denton, Brian Dillavou, Ted Gilman, Carmelo Gordian, Doreen E. Lilienfeld, Kenneth J. Laverriere, J. Matthew Lyons, Lona Nallengara, Linda Rappaport, George Spera, Jr., Matthew Behrens and Gillian Emmett Moldowan, Shearman & Sterling LLP, Perspectives, Rule 701 Enhanced Disclosure Threshold to Increase (May 29, 2018)
Chapter 24. Richard Alsop, John J. Cannon III, J. Russel Denton, Christopher Forrester, Stephen T. Giove, Harald Halbhuber, Kenneth J. Laverrier, Doreen E. Lilienfeld, J. Matthew Lyons, Lona Nallengara, Alan Bickerstaff, Gillian Emmett Moldowan, Linda Rappaport, Arielle Katzman and Matthew Behrens, Shearman & Sterling LLP, Perspectives, SEC Issues Final Rules to Increase Rule 701 Enhanced Disclosure Threshold (July 20, 2018)
Chapter 25. Shearman & Sterling LLP, 16th Annual Survey of the 100 Largest U.S. Public Companies, Corporate Governance & Executive Compensation Survey 2018
Chapter 26. Doreen E. Lilienfeld, K. Mallory Brennan, John J. Cannon III, Matthew L. Craner, Kenneth J. Laverriere, Lona Nallengara, Gillian Emmett Moldowan and Matthew Behrens, Shearman & Sterling LLP, Perspectives, Hot Topics: Enforceability of Arbitration Provisions in Employment Agreements (June 14, 2018)
Chapter 27. Exequity LLP, Client Alert, ISS Issues Final FAQs and Updated Documents for the 2018 Proxy Season (January 17, 2018)
Chapter 28. Exequity LLP, Client Alert, IRS Issues Guidance on Section 162(m) Amendments (August 31, 2018)
Chapter 29. Georgeson LLC, Georgeson Report, BlackRock Asks Companies to Deliver Social Value and Sustainable, Long-Term Financial Growth (February 22, 2018)
Chapter 30. Corporate Governance, Shareholder Proposals—SEC Guidance (September 2018)
Chapter 31. Katayun I. Jaffari and Shonterra M. Jordan, Ballard Spahr LLP, The Role of Private Ordering in Corporate Governance, The Legal Intelligencer (May 1, 2017)
Chapter 32. Directors’ and Officers’ Questionnaire, 2019 Annual Meeting, 2018 Annual Report (September 2018)
Chapter 33. 2018 Annual Reporting, May 2019 Annual Meeting, Proposed Timeline (September 2018)
Chapter 34. Principles and Best Practices for Virtual Shareowner Meetings, The Best Practices Committee for Shareowner Participation in Virtual Annual Meetings (2018)
Index

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