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Internal Investigations 2018
Nancy Kestenbaum, Richard J. Morvillo, Steven S. Scholes, Mark D. Pollack
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Table of Contents
Table of Contents
Chapter 1. Annual Report: A Look Back at Fiscal Year 2017, U.S. Securities and Exchange Commission, Division of Enforcement
Chapter 2. Steven R. Peikin, Co-Director, Enforcement Division, U.S. Securities and Exchange Commission, Speech, Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act (November 9, 2017)
Chapter 3. Stephanie Avakian, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission, Speech, The SEC Enforcement Division’s Initiatives Regarding Retail Investor Protection and Cybersecurity (October 26, 2017)
Chapter 4. Emails Between Employees and Their Attorneys Using Company Computers: Are They Still Privileged?, ACC Docket, April 2008
Chapter 5. When and How to Issue Corporate Miranda Warnings, ACC Docket, September 2006
Chapter 6. Can the Feds Interview Corporate Employees Without Your Counsel’s Consent?, ACCA Docket 20, No. 3, March 2002
Chapter 7. What Can You Tell Your Employees When the Feds Arrive to Question Them?, ACCA Docket 20, No. 1, January 2002
Chapter 8. McDermott Will & Emery, Special Report, The General Data Protection Regulation: Key Requirements and Compliance Steps for 2018
Chapter 9. Cooperation Credit, Ethical Implications, Privilege and Upjohn Warnings
Chapter 10. Mark D. Pollack, Emily L. Seymore, Michael C. Whalen and Nathan Grossman, Conducting Effective Internal Investigations: Practice Pointers and Privilege Considerations
Chapter 11. Dodd-Frank Whistleblower Protections and Implications for Internal Investigations, Policies and Procedures (March 6, 2018)
Chapter 12. Melinda Haag and Rachel Muoio, Cooperate and Risk Waiver? Balancing the Benefits of Government Cooperation with the Risks of Privilege Waiver in Conducting Internal Investigations (April 10, 2018)
Chapter 13. James J. Benjamin, Jr. and Bianca Figueroa-Santana, Documenting the Findings of an Internal Investigation
Chapter 14. Steven M. Malina and Alexandra J. Block, Concluding the Internal Investigation
Chapter 15. Paul M.G. Helms and Kristin E. Michaels, SEC Whistleblower Update (March 6, 2018)
Chapter 16. SEC v. Mathias Francisco Sandoval Herrera, et al., Case No. 17-20301-CIV, 2017 WL 6041750 (December 5, 2017)
Chapter 17. John F. Savarese and Carol Miller, PLI Internal Investigations 2018
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