Skip to main content

Broker/Dealer Regulation and Enforcement 2018

Chair(s): Colleen P. Mahoney, Carmen J. Lawrence
Practice Area: Broker-dealers, Enforcement (Securities and other financial products), Regulation and compliance (Securities and other financial products), Securities and other financial products
Published: Oct 2018 i Other versions can be found in the Related Items tab.
ISBN: 9781402432460
PLI Item #: 221534
CHB Spine #: B2441