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Private Fund Regulatory Developments and Compliance Challenges 2019
K. Susan Grafton
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. Philip T. Hinkle, Robert H. Ledig and Shayna Gilmore, Buy-Side Beware: New Limits on Insolvency-Related Remedies in Certain QFCs, The Review of Banking & Financial Services, Vol. 34, No. 4, Pg 33–47 (April 2018)
Chapter 2. Dechert LLP NEWSFLASH: CFTC Proposes Amendments to Regulatory Framework for Certain CPOs and CTAs and New Exemption for CPOs of Non-U.S. Pools (November 2018)
Chapter 3. Joshua B. Sterling, Michael M. Philipp, Brendan R. Kalb and Sarah V. Riddell, Morgan Lewis LAWFLASH: A Light Lift: CFTC Proposes to Codify Existing No-Action Relief and Other Relief Applicable to CPOs and CTAs (October 11, 2018)
Chapter 4. Brendan R. Kalb, Laura E. Flores, Sarah V. Riddell and Alexander Starr, Morgan Lewis LAWFLASH: NFA Proposes Interpretive Notice Mandating New Virtual Currency Disclosures (August 1, 2018)
Chapter 5. Derivatives-Related Regulatory Developments and Compliance Challenges
Chapter 6. K. Susan Grafton, Kenneth Rasamny and Yevgeniy Yalon, Challenges for Private Fund Advisers in Establishing and Maintaining a Compliance Program (October 31, 2019)
Chapter 7. Private Fund General Counsels’ Roundtable
Chapter 8. Template Risk and Conflicts Assessments for Investment Advisers (October 30, 2018)
Chapter 9. Private Fund Adviser Advertising and Marketing Outline—January 2019 (November 2018)
Chapter 10. Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds
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