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Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019

Chair(s): Clifford E. Kirsch
Practice Area: Banking and finance, Broker-dealers, Dual registrants, Enforcement (Securities and other financial products), Financial services, Investment advisers, Regulation and compliance (Securities and other financial products), Securities and other financial products
Published: Feb 2019 i Other versions can be found in the Related Items tab.
ISBN: 9781402433047
PLI Item #: 251226
CHB Spine #: B2464