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The Volcker Rule 2019: What It Means for Financial Institutions and Markets
Derek M. Bush, William J. Sweet
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Table of Contents
Table of Contents
Chapter 1. Debevoise & Plimpton, Proposed Revisions to the Regulations Implementing the Volcker Rule (May 30, 2018)
Chapter 2. Cleary Gottlieb, Client Alert Memorandum, Volcker 1.5: Highlights of Proposal to Simplify the Volcker Rule (May 31, 2018)
Chapter 3. U.S. Department of the Treasury, A Financial System That Creates Economic Opportunities: Banks and Credit Unions, Report to President Donald J. Trump, Executive Order 13772 on Core Principles for Regulating the United States Financial System (June 2017)
Chapter 4. Economic Growth and Regulatory Paperwork Reduction Act S.2155 §203–§205
Chapter 5. Randal K. Quarles, Vice Chairman for Supervision, Board of Governors of the Federal Reserve System, The Federal Reserve’s Regulatory Agenda for Foreign Banking Organizations: What Lies Ahead for Enhanced Prudential Standards and the Volcker Rule, Remarks Given at the Institute of International Bankers Annual Washington Conference, Washington, D.C. (March 5, 2018)
Chapter 6. Daniel K. Tarullo, Member, Board of Governors of the Federal Reserve System, “Departing Thoughts,” Remarks at The Woodrow Wilson School, Princeton University, Princeton, N.J. (April 4, 2017)
Chapter 7. Department of Treasury, Office of the Comptroller of the Currency, Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds, 83 Fed. Reg. 33439–33440, No. 137 (July 17, 2018)
Chapter 8. Dodd-Frank Wall Street Reform and Consumer Protection Act §619, 12 U.S.C. §1851, Appendix B: Enhanced Minimum Standards for Compliance Programs
Chapter 9. Kenneth E. Bentsen, Jr., President and CEO, SIFMA Comment Letter on the Notice of Proposed Rulemaking Revising the 2013 Final Rule Implementing Section 13 of the BHC Act (the Volcker Rule) (October 17, 2018), Accessed from the SEC: https://www.sec.gov/comments/s7-14-18/s71418-4534641-176114.pdf
Chapter 10. Davis Polk, Proposed Amendments to the Volcker Rule Regulations (June 18, 2018)
Chapter 11. Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association (FIA), Comment Letter Re: Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds (October 17, 2018), Accessed from the SEC: https://www.sec.gov/comments/s7-14-18/s71418-4539846-176124.pdf
Chapter 12. Sullivan & Cromwell LLP, Memorandum, Volcker Rule: Federal Banking Agencies and CFTC Approve Notice of Proposed Rulemaking to Amend Volcker Rule Regulations; SEC Expected to Follow (June 5, 2018)
Chapter 13. Debevoise & Plimpton, The Debrief, Volcker Rule: Changes and Questions (May 31, 2018)
Chapter 14. Briget Polichene, Chief Executive Officer, Institute of International Bankers, Comment Letter Re: Joint Notice of Proposed Rulemaking Implementing Revisions to the Volcker Rule: Federal Reserve Docket No. R-1608 and RIN 7100-AF 06, OCC Docket No. OCC-2018-0010 and RIN 1557-AE27, FDIC RIN 3064-AE67, SEC File no. S7-14-18 and RIN 3235-AM10, and CFTC RIN 3038-AE72 (October 17, 2018), Accessed from the SEC: https://www.sec.gov/comments/s7-14-18/s71418-4534646-176117.pdf
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