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Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2019

Chair(s): Richard J. Morvillo
Practice Area: Corporate & Securities
Published: Aug 2019
ISBN: 9781402434549
PLI Item #: 253212
CHB Spine #: B2509

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Deborah R. Meshulam and Richard S. Kelley, My Brother’s Keeper: SEC Enforcement Against CCOs and In-House Counsel (June 11, 2019)
Chapter 2. Melinda Haag and Rachel Muoio, Cooperate and Risk Waiver? Balancing the Benefits of Government Cooperation with the Risks of Privilege Waiver in Conducting Internal Investigations (April 10, 2018)
Chapter 3. Jonathan R. Barr, Kendall E. Wangsgard and Jeffrey E. Liskov, A Year in Review of SEC Enforcement Actions Against Attorneys (June 2019)
Chapter 4. Privilege and the Compliance Function (June 11, 2019)
Chapter 5. Gregory Morvillo and Christine Hanley, Willfulness and Negligence Are Mutually Exclusive Standards of Liability (Something We All Intuitively Knew Already) (June 17, 2019)
Chapter 6. Kevin Barnett and Jennifer Saulino, Self-Defense Exception to the Attorney-Client Privilege (June 11, 2019)
Chapter 7. Ronald C. Machen and Jared S. English, Gatekeeper Liability: Supervisory Liability for Legal and Compliance Professionals After Urban (July 1, 2019)
Index