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Understanding Financial Products 2019
Chair(s):
Robert S. Risoleo, Margery K. Neale
Practice Area:
Corporate & Securities
Published:
Jan 2019
ISBN:
9781402432972
PLI Item #:
253463
CHB Spine #:
B2462
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Paul J. McElroy, Sullivan & Cromwell LLP, Exchange Traded Funds and Exchange Traded Notes (November 1, 2018)
Chapter 2. Collateralized Debt Obligations (Outline)
Chapter 3. Gary M. Brown, Ch. 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (September 2018)
Chapter 4. Gary M. Brown, Ch. 7: Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (September 2018)
Chapter 5. Hedge Policies and Procedures (December 2013)
Chapter 6. Daniel A. Rabinowitz, Ch. 25: Insurance-Linked Securities, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018)
Chapter 7. Lee Ann Anderson and George H. White III, Ch. 24: Exchange-Traded Notes and Similar Structured Notes, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018)
Chapter 8. CFTC Backgrounder on Self-Certified Contracts for Bitcoin Products
Chapter 9. New York Codes, Rules and Regulations—Title 23: Department of Financial Services, Chapter I: Regulations of the Superintendent of Financial Services, Part 200: Virtual Currencies (§200.1–§200.22)
Chapter 10. Dror Futter, Ch. 29: Blockchain Law: ICO Regulation and Other Legal Considerations in the Blockchain Ecosystem, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018)
Chapter 11. Sullivan & Cromwell LLP, Memo, Recent Virtual Currency Actions by the CFTC and State Regulators (May 29, 2018)
Chapter 12. William Hinman, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission, Speech, Remarks at the Yahoo Finance All Markets Summit: Crypto, “Digital Asset Transactions: When Howey Met Gary (Plastic)” (San Francisco, CA, June 14, 2018)
Chapter 13. Sullivan & Cromwell LLP, Memo, Digital Assets as Securities (June 18, 2018)
Chapter 14. Stuart M. Litwin, Ch. 14: Securitization of Equipment and Auto Leases, Practising Law Institute, Equipment Leasing–Leveraged Leasing (5th Edition) (February 2018)
Chapter 15. Margery K. Neale, Barry P. Barbash, Benjamin J. Haskin, Jay Spinola, P. Georgia Bullitt and Anne C. Choe, Willkie Farr & Gallagher LLP, Client Alert, SEC Proposes New ETF Rule (July 24, 2018)
Chapter 16. Laurin Blumenthal Kleiman and Carla G. Teodoro, Ch. 1B: Forming, Organizing, and Operating a Mutual Fund: Legal and Practical Considerations, Practising Law Institute, Mutal Funds and Exchange Traded Funds Regulation (3rd Edition) (Updated June 6, 2018)
Chapter 17. Understanding Financial Products 2019: Hedge Funds
Chapter 18. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel (Updated: October 12, 2018)
Index
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