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Securities Law and Practice 2019: How the SEC Works

Chair(s): Clifford E. Kirsch
Practice Area: Corporate & Securities
Published: Oct 2019 i Other versions can be found in the Related Items tab.
ISBN: 9781402434907
PLI Item #: 253557
CHB Spine #: B2521

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Gary M. Brown, Ch. 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (April 2017)
Chapter 2. Cleary Gottlieb, Alert Memorandum, Proposed Bad Actor Disqualification Act of 2019 Would Severely Limit the Availability of Waivers for Institutions Entering into Settlements with the SEC and DOJ (July 9, 2019)
Chapter 3. The Laws that Govern the Securities Industry, U.S. Securities and Exchange Commission (October 1, 2013)
Chapter 4. Researching the Federal Securities Laws through the SEC Website, U.S. Securities and Exchange Commission (December 4, 2012)
Chapter 5. How the SEC Works
Chapter 6. SEC—What We Do, U.S. Securities and Exchange Commission (June 10, 2013)
Index