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Fiduciary Investment Advice 2019

Chair(s): Clifford E. Kirsch
Practice Area: Corporate & Securities
Published: Apr 2019
ISBN: 9781402433412
PLI Item #: 253617
CHB Spine #: B2474

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Fiduciary Obligations of National Banks Providing Investment Advice
Chapter 2. Fiduciary Investment Advice Outline (January 18, 2019)
Chapter 3. An Enhanced Standard of Care for Broker-Dealers—A Chronology
Chapter 4. Broker-Dealers Selling Annuities: Preparing for the Best Interest Standard under New York’s Amended Insurance Regulation 187
Chapter 5. SEC Issues Proposed Rules and Interpretive Guidance Addressing Standards of Conduct for Broker-Dealers and Investment Advisers (April 23, 2018)
Index