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FinTech 2019

Chair(s): K. Susan Grafton

Practice Area: Banking and finance, Fintech, Technology

Published: Aug 2019 i Other versions can be found in the Related Items tab.
ISBN: 9781402434525
PLI Item #: 253843
CHB Spine #: B2508

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Statement on Digital Asset Securities Issuance and Trading (November 16, 2018)
Chapter 2. A Primer on Smart Contracts (November 27, 2018)
Chapter 3. Framework for “Investment Contract” Analysis of Digital Assets (April 3, 2019)
Chapter 4. Ch. 29: Blockchain Law: ICO Regulation and Other Legal Considerations in the Blockchain Ecosystem, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (October 2018)
Chapter 5. Bitcoin and Blockchain (Distributed Ledger) Technology: A Basic Primer Plus Applicability to Financial Services and Automotive Industry (June 22, 2017)
Chapter 6. In the Matter of Zachary Coburn, Securities Exchange Act of 1934, Release No. 84553 (November 8, 2018)
Chapter 7. SEC Charges EtherDelta Founder with Operating an Unregistered Exchange (November 8, 2018)
Chapter 8. Ch. 28: Raising Equity Capital Through Regulation Crowdfunding, Practising Law Institute, Financial Product Fundamentals: Law, Business, Compliance (2nd Edition) (July 2018)
Chapter 9. In the Matter of Wealthfront Advisers, LLC, Respondent, Investment Advisers Act of 1940, Release No. 5086 (December 21, 2018)
Chapter 10. Guidance Update: Robo-Advisers, No. 2017-02 (February 2017)
Chapter 11. Online Securities Offers, Sales and Trading: Broker-Dealer Considerations in the Pre and Post JOBS Act Environments (August 2018)
Chapter 12. Ch. 13: FinTech and Money Laundering: New Financial Technology and AML/CFT Risks, Practising Law Institute, Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance (June 2018)
Chapter 13. U.S. Money Laundering Threat Assessment (December 2005)
Chapter 14. Technology Based Innovations for Regulatory Compliance (“RegTech”) in the Securities Industry (September 2018)
Chapter 15. A CFTC Primer on Virtual Currencies (October 17, 2017)
Chapter 16. Evaluating Charter Applications from Financial Technology Companies: Comptroller’s Licensing Manual Draft Supplement (March 2017)
Chapter 17. Policy Statement on Financial Technology Companies’ Eligibility to Apply for National Bank Charters (July 31, 2018)
Chapter 18. Virtual Currency Business Activity (BitLicense)
Chapter 19. BitLicense Frequently Asked Questions
Index

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