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Corporate Whistleblowing in 2019
Regulation and compliance (Corporate law),
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Table of Contents
Table of Contents
Chapter 1. Steven J. Pearlman and Meika Freeman, Key Developments in Whistleblower Retaliation Law and Government Whistleblower Programs (April 29, 2019)
Chapter 2. Sarah E. Bouchard and Eric C. Kim, The Expansion of Protections for Attorney Whistleblowers and Its Unintended Consequences (May 2019)
Chapter 3. U.S. Securities and Exchange Commission, 2018 Annual Report to Congress Whistleblower Program, www.sec.gov/whistleblower
Chapter 4. Richard Moberly, Jordan A. Thomas and Jason Zuckerman, De Facto Gag Clauses: The Legality of Employment Agreements That Undermine Dodd-Frank’s Whistleblower Provisions, 30 A.B.A. J. Lab. & Emp. L. 1, Ch. 87 (Fall 2014)
Chapter 5. Tammy Marzigliano and Jordan A. Thomas, Advocacy and Counsel for the SEC Whistleblower: A Primer for Employment Lawyers, 196 Daily Lab. Rep. (BNA) I-1 (October 11, 2011)
Chapter 6. Reporting Without Regrets: The SEC Whistleblower Handbook (July 16, 2019)
Chapter 7. Ann Tenbrunsel and Jordan A. Thomas, The Street, The Bull and The Crisis: A Survey of the US and UK Financial Services Industry, Presented by the University of Notre Dame and Labaton Sucharow LLP (May 2015)
Chapter 8. Recent Whistleblower Law Developments
Chapter 9. Sarbanes-Oxley Whistleblower Retaliation Trials (April 29, 2019)
Chapter 10. The Trial of a Sarbanes-Oxley Whistleblower Case to a Jury: Strategic Issues When Trying a Case to a Jury— Winning Verdict Forms and Jury Instructions (May 2019)
Chapter 11. Selected Documents, Re: Trevor Murray v. UBS Securities, LLC and UBS AG, 14 CV 927 (KPF); Trevor Murray v. UBS Securities, LLC and UBS AG, 12 CV 5914 (KPF)
Chapter 12. Additional Resources, Corporate Whistleblowing in 2019
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