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Basics of Mutual Funds and Other Registered Investment Companies 2020
Clifford E. Kirsch, Laurin Blumenthal Kleiman
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Remarks–PLI Investment Management Institute 2019, New York, NY (March 21, 2019)
Chapter 2. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Speech, Keynote Address— 2019 ICI Securities Law Developments Conference, Washington, D.C. (December 3, 2019)
Chapter 3. Laurin Blumenthal Kleiman and Carla G. Teodoro, Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations (February 2020)
Chapter 4. Fund Anatomy
Chapter 5. Sidley Austin LLP, Memorandum, Interval Funds Registered under the Investment Company Act of 1940 (October 2018)
Chapter 6. SEC Reproposes New Rule to Regulate Funds’ Use of Derivatives (January 6, 2019)
Chapter 7. SEC Proposes Rule to Regulate Sales Practices Regarding Shares of Certain Leveraged/Inverse Investment Vehicles (January 6, 2020)
Chapter 8. Carol A. Gehl, Susan M. Hoaglund and Pamela M. Krill, Ch. 20: Distribution, Practising Law Institute, Mutual Funds and Exchange Traded Funds (3rd Edition) (July 2017)
Chapter 9. Recent Developments in Investment Company Shareholder Class Actions (February 20, 2020)
Chapter 10. Excessive Fee Litigation and the Investment Company Act of 1940
Chapter 11. Stephanie A. Capistron, et al., Dechert OnPoint: SEC Adopts Final ETF Rule and Issues Related Exchange Act Relief (October 18, 2019)
Chapter 12. Philip Hinkle, et al., Dechert OnPoint: Analysis of SEC’s Proposal to Update the Regulation of Funds’ Use of Derivatives and Other Transactions (December 16, 2019)
Chapter 13. An Administrative History of Rule 12b-1 (April 2020)
Chapter 14. Perkins Coie LLP, Updates, SEC Issues Guidance and Interpretation Aimed at Proxy Voting (August 29, 2019)
Chapter 15. Perkins Coie LLP, Updates, SEC Scrutiny of Advisers’ Share Class Selection, Revenue Sharing and Disclosure Practices Continues Apace (October 23, 2019)
Chapter 16. Thomas Ahmadifar and Val Dahiya, Perkins Coie LLP, Asset Management ADVocate, OCIE Releases New Observations on Cybersecurity and Resiliency (January 29, 2020)
All Contents Copyright © 1996-2020 Practising Law Institute.
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