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Securities Law and Practice 2020: How the SEC Works

Chair(s): Clifford E. Kirsch

Practice Area: Disclosure (Securities and other financial products), Practice skills (Securities and other financial products), Securities and other financial products

Published: Oct 2020 i Other versions can be found in the Related Items tab.
ISBN: 9781402437243
PLI Item #: 275413
CHB Spine #: B2595

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Gary M. Brown, Ch. 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (6th Edition) (April 2017; Updated October 2019)
Chapter 2. The Laws that Govern the Securities Industry, U.S. Securities and Exchange Commission (October 1, 2013)
Chapter 3. Researching the Federal Securities Laws Through the SEC Website, U.S. Securities and Exchange Commission (December 4, 2012)
Chapter 4. How the SEC Works
Chapter 5. SEC—What We Do, U.S. Securities and Exchange Commission (June 10, 2013)
Index