Skip to main content
About PLI PLUS
- Answer Books
- Course Handbooks
< Back To Results
1 in 1 results
Private Fund Regulatory Developments and Compliance Challenges 2020
K. Susan Grafton
Corporate & Securities
PLI Item #:
CHB Spine #:
This version is not current.
Click here for the most recent version.
Add To Bookshelf
Table of Contents
Table of Contents
Chapter 1. Dechert LLP, Reminder: Certain U.S. Reporting and Compliance Obligations for Investment Advisers and Private Funds (January 2019)
Chapter 2. Philip T. Hinkle and Audrey Wagner, Dechert LLP, ONPOINT, CFTC-Registered CPOs Need to Take Additional Action by April 1 as NFA Adopts CPO Internal Controls System Requirements (February 2019)
Chapter 3. Dechert LLP, SEC Staff Issues Statement on LIBOR Transition; Practical Considerations for Investment Companies, Investment Advisers and Other Financial Institutions in Proactively Addressing LIBOR Cessation and Transition (September 24, 2019)
Chapter 4. Dechert LLP, New CFTC DSIO Director Outlines Components of Regulatory Program Applicable to Asset Managers; Addresses Extension of the CFTC Initial Margin Phase-in Schedule (October 10, 2019)
Chapter 5. John V. O’Hanlon, Kaitlin McGrath, Steven W. Rabitz and Andrew L. Oringer, Cross Trading in Focus: Decoding the Regulatory Framework, the Investment Lawyer, Vol. 26, No. 2 (February 2019)
Chapter 6. Derivatives-Related Regulatory Developments and Compliance Challenges
Chapter 7. Richard Horowitz and Jonathan Gaines, the Growth of Private BDCs, the Investment Lawyer, Vol. 26, No. 4 (April 2019)
Chapter 8. Mark D. Perlow, Michael L. Sherman, Christine A. Schleppegrell and Sam H. Scarritt-Selman, Dechert LLP, Kicking the Tires on Your Annual Compliance Review, IAA Newsletter (January 2019)
Chapter 9. Mergermarket and Dechert LLP, 2020 Global Private Equity Outlook (2019)
Chapter 10. Alternative Credit Counsel and Dechert LLP, Financing the Economy 2018: The Role of Private Credit Managers in Supporting Economic Growth
Chapter 11. Template Risk and Conflicts Assessments for Investment Advisers
Chapter 12. Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds
All Contents Copyright © 1996-2020 Practising Law Institute.
PLI Librarian Blog
PLI PLUS app
Continuing Legal Education since 1933.