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K. Susan Grafton
Banking, Corporate & Securities, Intellectual Property
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Table of Contents
Table of Contents
Chapter 1. Framework for “Investment Contract” Analysis of Digital Assets
Chapter 2. Jay Clayton, Chairman, and S.P. Kothari, Chief Economist and Director, Divisions of Economic and Risk Analysis, Securities and Exchange Commission, Public Statement, COVID-19 Market Monitoring Group—Update and Current Efforts (May 13, 2020)
Chapter 3. A Primer on Smart Contracts (November 27, 2018)
Chapter 4. Blockchain Law: ICO Regulation and Other Legal Considerations in the Blockchain Ecosystem, Financial Product Fundamentals, Ch. 29 (2nd Edition) (October 2018)
Chapter 5. Investment Management, Guidance Update, No. 2017-02, Robo-Advisers (February 2017)
Chapter 6. Online Securities Offers, Sales and Trading: Broker-Dealer Considerations in the Pre and Post JOBS Act Environments (August 2018)
Chapter 7. FinTech and Money Laundering: New Financial Technology and AML/CFT Risks, Anti-Money Laundering Deskbook, Ch. 13 (June 2018)
Chapter 8. U.S. Money Laundering Threat Assessment (December 2005)
Chapter 9. Technology Based Innovations for Regulatory Compliance (“RegTech”) in the Securities Industry (September 2018)
Chapter 10. A CFTC Primer on Virtual Currencies (October 17, 2017)
Chapter 11. Comptroller’s Licensing Manual Draft Supplement, Evaluating Charter Applications from Financial Technology Companies (March 2017)
Chapter 12. Policy Statement on Financial Technology Companies’ Eligibility to Apply for National Bank Charters (July 31, 2018)
Chapter 13. Virtual Currency Business Activity (BitLicense)
Chapter 14. BitLicense Frequently Asked Questions
Chapter 15. Artificial Intelligence (AI) in the Securities Industry (June 2020)
All Contents Copyright © 1996-2020 Practising Law Institute.
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