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Coronavirus Considerations: SEC Disclosure, Labor & Employment, Insurance, Litigation, Breach of Contract and Force Majeure Issues


Speaker(s): N. Adele Hogan
Recorded on: Mar. 27, 2020
PLI Program #: 297830

A member of the Financial Services Corporate and Regulatory (FinCorpReg) practice group, N. Adele Hogan represents clients in mergers, securities offerings, restructuring/bankruptcies, and projects for early stage and large companies in all industries, including financial institutions (banks, private equity funds, hedge funds, venture capital, insurance, alternative assets, broker dealers); TMT (technology, media, and telecom); healthcare (pharmaceutical, biotech, medical devices, telemedicine); leisure (hotels, gaming); energy & mining; transportation (air, auto, rail, shipping); and FinTech (technology, blockchain, cryptocurrencies, trading platforms, exchanges). Ms. Hogan conducts due diligence, drafts, negotiates, advises on risk, and structures deals.

Ms. Hogan has experience leading Governance, Risk, and Compliance (GRC) policies and controls projects, including data privacy, data governance and cybersecurity. She has led anti-money laundering (AML), OFAC, fraud, FCPA, derivatives, foreign exchange and Libor matters. She has closed more than $200 billion in deals. She has served as a partner at several international law firms.

Experience

Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.

Ms. Hogan has throughout her career:

  • Handled hundreds of public offerings and private placements of securities and bank/bond deals
  • Handled many public and private mergers and other acquisitions
  • Handled more than 30 bankruptcy related and reorganization matters
  • Handled regulatory projects involving regulatory matters, including Volcker, SEC, CFTC, CFPB, derivatives, 1933 Act, 1934 Act, 1940 Acts, capital, liquidity, Reg. E, Foreign Exchange (FC), Libor, CECL, AML, FCPA, OFAC, CECL, restatements, etc.
  • Advised on data privacy and other governance, regulatory, and compliance matters
  • Advised on FinTech, blockchain, and other technology related matters

Recognitions

The bar rules of some states require that the standards for an attorney’s inclusion in certain public accolades or recognitions be provided. When such accolades or recognitions are listed, a hyperlink is provided that leads to a description of the respective selection methodology.

  • Chambers and Partners, Capital Markets (2006-2010)
  • The Best Lawyers in America®, Capital Markets (2013- 2016)

Professional Activities

  • Association of the Bar of the City of New York
    • M&A Committee (2010–2013)
    • Chair, Securities Regulation Committee (2007–2010)
    • Member (2001–2004; 2012–2015)
    • Chair of the Financial Reporting Committee (2004–2007)
    • Banking Law Committee (2017–present)
  • New York State Bar Association
    • Executive Committee member of Business Law Committee (2007–2009; 2013–2016)
    • Securities Regulation Committee (2011–present)
    • Corporations Committee (2011–2016)
    • Derivatives Committee (2011–present)
    • Women in Law Committee (2019–present)
    • Insurance Committee (Chairman, 2015)
  • American Bar Association
    • Federal Securities Regulation Committee (2005–present)
  • Women in Funds
  • Women’s Bond Club
  • Women In Derivatives
  • Women In Blockchain
  • SIFMA: Compliance and Legal Society (2009–2010, 2017)
  • Internal Audit Society (2017)
  • Society of Corporate Governance Professionals (2010– 2015)
  • Association of Corporate Counsel (2017–2018)
  • National Association of Corporate Directors (2011–14, 2018–present)
  • Wall Street Blockchain Alliance (2018–present)
  • NYC Fintech (2018–present)
  • Risk Management Association (2018–present)
  • Adjunct Professor, Fordham University Law School (2000- 2003) and Judge at Corporate Transactional Competitions at Cornell University Law School (2015, 2017, 2018, 2019)

Education

Cornell University Law School, JD

  • Judicial Advisor for University President
  • Moot Court

Cornell University, BA