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Financial Services Technology 2021: Avoidance of Risk

Chair(s): Mark Melodia

Practice Area: Banking and finance, Cybersecurity and data protection, Financial services, Fintech, Information privacy (Cybersecurity and data protection), Technology

Published: Apr 2021 i Other versions can be found in the Related Items tab.
ISBN: 9781402438561
PLI Item #: 305828
CHB Spine #: B2632

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Cybersecurity: Safeguarding Client Accounts against Credential Compromise (September 15, 2020)
Chapter 2. Observations from Investment Adviser Examinations Relating to Electronic Messaging (2020)
Chapter 3. Cybersecurity and Resiliency Observations
Chapter 4. FFIEC Cybersecurity Assessment Tool—Overview for Chief Executive Officers and Boards of Directors (May 2017)
Chapter 5. Framework for Improving Critical Infrastructure Cybersecurity, Version 1.1 (April 16, 2018)
Chapter 6. Chairman Jay Clayton, U.S. Securities and Exchange Commission, Statement on Cybersecurity Interpretive Guidance (February 21, 2018)
Chapter 7. Commission Statement and Guidance on Public Company Cybersecurity Disclosures, 17 CFR Parts 229 and 249, Release Nos. 33-10459; 34-82746 (February 26, 2018)
Chapter 8. Cybersecurity Requirements for Financial Services Companies
Chapter 9. Financial Services Cybersecurity, Ch. 31C, Practising Law Institute, Broker-Dealer Regulation (2nd Edition) (May 2017)
Chapter 10. Fintech: Overview of Financial Regulators and Recent Policy Approaches (April 28, 2020)
Index

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