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Impact of Enron 2002: Regulatory, Ethical & Practice Issues for Counsel to Issuers, Underwriters & Financial Intermediaries

Author(s): Edward J. Rosen, David B. Harms
Practice Area: Corporate & Securities
Published: Apr 2002
PLI Item #: 319
CHB Spine #: B1321

David Harms advises clients on securities and corporate law matters, including capital markets transactions, SEC requirements, corporate governance and broker-dealer regulation.  He is a partner in the New York office of Sullivan & Cromwell, LLP.