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Hedge Fund Enforcement & Regulatory Developments 2012
Barry R. Goldsmith
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. PLI Hedge Fund Enforcement & Regulatory Developments 2012
Chapter 2. Observations About the SEC's Hedge Fund Enforcement Program
Chapter 3. Gibson Dunn, SEC Announces New Three-Part Examination Strategy for Newly Registered Private Fund Advisors (May 22, 2012)
Chapter 4. Gibson Dunn, SEC Makes First Public Announcement of Credit to an Individual for Cooperation in an Investigation (March 20, 2012)
Chapter 5. Gibson Dunn, Is This an Inspection or an Investigation? The Blurring Line Between OCIE and Enforcement (March 6, 2012)
Chapter 6. SEC Inspections and Examinations of Hedge Funds and Private Equity Firms
Chapter 7. SEC Release No. 33-9354, Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (August 29, 2012)
Chapter 8. Commodity Pool Operators and Commodity Trading Advisors: Key CFTC Registration and Compliance Considerations for Private Fund Sponsors, Advisors and Personnel
Chapter 9. Rules and Reality: Compliance with NFA Bylaw 1101
Chapter 10. Davis Polk, Dodd-Frank Progress Report (July 18, 2012)
Chapter 11. Gibson Dunn, A Tale of Market Abuse Highlighting Traps for the Unwary (March 5, 2012)
Chapter 12. New SEC Enforcement Unit Focuses on Funds and Advisers, 42 Sec. Reg. & L. Rep. 2284 (Dec. 6, 2010)
Chapter 13. Trends in Hedge Fund Insider Trading Enforcement 2012
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