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Understanding the Securities Laws 2012
Author(s):
Mark D. Wood, Gary M. Brown, N. Adele Hogan
Practice Area:
Corporate & Securities
Published:
Oct 2012
ISBN:
9781402418761
PLI Item #:
35176
CHB Spine #:
B1981
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 2. Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 3. Chapter 5: Reach of Securities Act Regulation, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 4. Effects of the "JOBS" Act
Chapter 5. Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 6. Registering Securities Under the Securities Act of 1933
Chapter 7. Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934
Chapter 8. Congress Liberalizes Securities Offering Regulation, Sidley Austin LLP
Chapter 9. Disclosure Basics
Chapter 10. Is Nothing Private Anymore?
Chapter 11. SEC Adopts New FINRA Rule 5123 on Private Placements
Chapter 12. Frequently Asked Questions About PIPEs
Chapter 13. "Insiders" and "Affiliates"--Reporting and Resales
Chapter 14. Executive and Director Compensation Disclosure
Chapter 15. Regulation of Proxy Solicitation
Chapter 16. Whistleblower Claims Under the Sarbanes-Oxley Act of 2002
Chapter 17. Liability for Securities Law Violations
Chapter 18. Understanding the Basics of Private Securities Litigation Claims Under Section 11 and 10(B)
Chapter 19. Securities Law Aspects of Mergers, Acquisitions and Other Corporate Transactions
Chapter 20. U.S. Securities and Exchange Commission: SEC Enforcement Actions: FCPA Cases
Chapter 21. SEC Office of Investor Education and Advocacy: Investor Bulletin: The Foreign Corrupt Practices Act--Prohibition of the Payment of Bribes to Foreign Officials
Chapter 22. SEC's Charges Against Noble Execs--A Noble Pursuit?
Chapter 23. U.S. Securities and Exchange Commission: Jumpstart Our Business Startups Act Frequently Asked Questions: Confidential Submission Process for Emerging Growth Companies
Chapter 24. U.S. Securities and Exchange Commission: SEC Enforcement Actions Insider Trading Cases
Chapter 25. Introduction to Securities Law (PowerPoint)
Chapter 26. Understanding the Securities Laws (PowerPoint)
Chapter 27. "Plain English" for SEC Reporting (PowerPoint)
Index
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