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FOIA Confidential Treatment Request

Book Publication Date: Jul 2021
Description: Sample letter from general counsel of securities firm under investigation to SEC, requesting that documents sent to SEC be treated as confidential and non-public under the Freedom of Information Act (FOIA)
Type: Other Document Templates
PLI Item #: 41021
Practice Area: Broker-dealers, Investment fund management, Practice skills (Securities and other financial products), Regulation and compliance (Securities and other financial products), Securities and other financial products, Securities filings and financial statements

Keywords: "FOIA Confidential Treatment Request"; SEC investigation; Securities and Exchange Commission; privilege log; proprietary information; document retention; privilege log; privileged materials; waiver of privilege; document request

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