New feature: Customize your PLUS research experience with My Preferences. Learn more.
Skip to main content

Conflicts Letter

Book Publication Date: May 2020
Description: Sample letter from law firm to individual stating that law firm will continue to represent both individual and securities firm in FINRA and SEC investigation, but will cease to represent individual if conflict of interest arises between individual and securities firm
Type: Other Document Templates
PLI Item #: 41022
Practice Area: Corporate & Securities
Keywords: "Conflicts Letter"; conflict of interest; SEC investigation; FINRA investigation; Securities and Exchange Commission; separate legal counsel; withdrawal from representation; joint representation; consent to representation

Thank you for exploring PLI PLUS.
The content on this page is only available to subscribers.

To learn more about PLI PLUS subscriptions
please click on the link below or contact us at