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Non-Affiliate Seller's 144 Representation Letter

Book Publication Date: May 2016
Description: Sample non-affiliate Seller's 144 Representation Letter
Type: Other Document Templates
PLI Item #: 41092
Practice Area: Banking and finance, Financial products, Securities and other financial products

Keywords: "Seller's Representation Letter"; 144 representation letter; "broker-dealer"; "Rule 144 of the Securities Act of 1933"; "reporting requirements of Rule 144(c)(1)"; holding period; certificate number; number of shares; acquisition date

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