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Non-Affiliate Legend Removal Letter

Book Publication Date: May 2016
Description: Sample non-affiliate legend removal letter from issuer's counsel to stockholder
Type: Other Document Templates
PLI Item #: 41094
Practice Area: Banking and finance, Financial products, Securities and other financial products

Keywords: "Securities Act of 1933"; "beneficial owner of stock"; "non-affiliate legend removal letter"; preferred stock; SEC Rule 144(d); full purchase price for the stock; Rule 144(a)(1); unlegended stock certificates

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