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Script for Registered Direct Transaction

Book Publication Date: May 2016
Description: Brief sample telephone script for a registered direct transaction sale by investment bank
Type: Other Document Templates
PLI Item #: 41159
Practice Area: Banking and finance, Financial products, Securities and other financial products

Keywords: "registered direct transaction"; "investment bank"; equity sale; "registered common shares"; "direct placement"; "registered direct offering"; effective shelf registration; registered direct offering; closing mechanics; best efforts basis; registered clean shares; firm commitment follow-on offering; escrow account mechanism; DVP; DTC

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