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Sample Shorting Representations

Book Publication Date: May 2016
Description: Sample short selling definition, representation and warranty, covenant, and examples
Type: Contract Clauses
PLI Item #: 41179
Practice Area: Banking and finance, Financial products, Securities and other financial products

Keywords: "short selling"; "short sales"; "Rule 200"; "Regulation SHO under the Exchange Act"; "short sales of common stock"; short selling acknowledgment and agreement; effective date of a registration statement; Rule 16a-1 of the Exchange Act

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