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Sample Compliance Calendar

Book Publication Date: Sep 2021
Description: Sample Compliance Calendar that can accommodate a complex of funds with multiple fiscal year ends and cycles for annual approvals
Type: Other Document Templates, Checklists
PLI Item #: 41390
Practice Area: Banking and finance, Exchange-traded funds, Financial services, Investment companies, Investment fund management, Mutual funds, Regulation and compliance (Banking and finance), Securities and other financial products

Keywords: Sample Compliance Calendar; Form N-CSR (annual); Form 24F-2; Form N-MFP; Schedule 13G and Form 13F; Annual N-1A Amendment (Rule 485(b)); Form N-SAR; SAI (Rule 497); Annual N-1A Amendment (Rule 485(b)); XBRL filing

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