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Format of Point of Sale Disclosures

Book Publication Date: Sep 2021
Description: Sample format for point of sale disclosures from a mutual fund
Type: Other Document Templates, Required Notices
PLI Item #: 41397
Practice Area: Banking and finance, Exchange-traded funds, Financial services, Investment companies, Investment fund management, Mutual funds, Regulation and compliance (Banking and finance), Securities and other financial products

Keywords: "Format of Point of Sale Disclosures"; "transaction details"; "total payment to purchase fund"; sales fee; amount invested in fund; amount invested per share; net asset value; investment amount; annual fees; conflicts of interest; distribution fees; management fees; confirmation of transaction; mutual fund market trading

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