New Feature: Search Alerts are available now. Learn more.
Skip to main content

Format of Point of Sale Disclosures


Book Publication Date: Nov 2019
Description: Sample format for point of sale disclosures from a mutual fund
Type: Other Document Templates, Required Notices
PLI Item #: 41397
Practice Area: Banking, Corporate & Securities
Keywords: "Format of Point of Sale Disclosures"; "transaction details"; "total payment to purchase fund"; sales fee; amount invested in fund; amount invested per share; net asset value; investment amount; annual fees; conflicts of interest; distribution fees; management fees; confirmation of transaction; mutual fund market trading

Thank you for exploring PLI PLUS.
The content on this page is only available to subscribers.

To learn more about PLI PLUS subscriptions
please click on the link below or contact us at PLUS@pli.edu.