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10b5-1 Trading Plans and Insider Trading Under the Spotlight: Key Issues Companies and Executives Must Consider 2013


Speaker(s): Jonathan R. Tuttle, Matthew E. Kaplan
Recorded on: Jan. 24, 2013
PLI Program #: 45972

Matthew Kaplan is a corporate partner who regularly represents issuers and underwriters in debt and equity offerings. A member of the firm’s Securities Group, he also has experience in corporate governance, finance and general corporate matters. Mr. Kaplan is recognized by The Legal 500 US (2012) where he is lauded for his “professional integrity and high standard of legal skills,” as well as his “impressive industry knowledge” and “timely and incisive responses on even the most complex issues.” Mr. Kaplan is also ranked as a leading attorney in  IFLR1000 (2012) for his work on both debt and equity offerings.


Jonathan R. Tuttle is a partner in Debevoise & Plimpton LLP’s Washington, D.C. office and a member of the firm’s Litigation Department.  He regularly represents public companies, regulated financial institutions, boards of directors, audit and special committees of boards, and individual directors, officers and employees in enforcement investigations and proceedings brought by the Securities and Exchange Commission, the Department of Justice, FINRA, and the PCAOB as well as in securities class actions, shareholder derivative suits, internal corporate investigations, and a variety of other securities and finance related litigation and regulatory compliance matters.  He received his J.D. cum laude from Harvard Law School in 1992.  Mr. Tuttle is admitted to practice in Washington, D.C., Virginia and the United States District Courts for the District of Columbia and the Eastern District of Virginia.