New feature: Customize your PLUS research experience with My Preferences. Learn more.
Skip to main content

Initial Public Offering Document Review Matrix


Book Publication Date: Jun 2013
Description: Thorough due diligence in the review of documents and disclosures related to a securities offering is essential. Proper document review will verify disclosures or expose inconsistencies and red flags as well as establish defenses in case of litigation. This form provides a matrix of documents to check and issues to spot in securities offering due diligence.
Type: Other Document Templates, Checklists
PLI Item #: 57811
Practice Area: Banking and finance, Corporate finance, Corporate governance, Corporate law, Initial public offerings, Securities and other financial products, Securities offerings

Keywords: IPO; "initial public offering"; "securities offering'; "document review"; "disclosure requirements"; "form check"; "rule 10(b)5"; "mergers and acquisitions"; M&A; "benefits plans"; environmental; "due diligence"; "form S-K"

Thank you for exploring PLI PLUS.
The content on this page is only available to subscribers.

To learn more about PLI PLUS subscriptions
please click on the link below or contact us at PLUS@pli.edu.