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Understanding Financial Products 2015
Author(s):
Mary Joan Hoene, Robert S. Risoleo
Practice Area:
Corporate & Securities
Published:
Jan 2015
ISBN:
9781402423529
PLI Item #:
58724
CHB Spine #:
B2143
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Regulatory Framework of Securities Act Registration
Chapter 2. Securities Act Registration Exemptions
Chapter 3. Resales of Securities Under the Securities Act
Chapter 4. ABS Shelf Eligibility Criteria: SEC Re-proposes Shelf Eligibility Criteria for Asset-Backed Securities (September 1, 2011)
Chapter 5. Asset-Backed Securities Disclosure and Regulation: SEC Adopts Revisions to Regulation AB and Other Rules Governing the Offering Process, Disclosure and Reporting for Asset-Backed Securities
Chapter 6. An Overview of Insolvency Statutes Affecting Major Derivatives Market Participants
Chapter 7. Introduction to Life Settlements
Chapter 8. Recent CDO and RMBS Litigation
Chapter 9. Securitization of Equipment and Auto Leases
Chapter 10. Mutual Funds and Other Registered Investment Companies: Historical Overview
Chapter 11. A Practitioner’s Guide to Contemporary Variable Insurance Product Regulation
Chapter 12. Regulation of ETFS and Other Exchange Traded Products
Chapter 13. Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations (February 2014)
Chapter 14. Distribution of Mutual Funds: Regulatory Framework and Current Issues (October 27, 2014)
Chapter 15. Hedge Funds
Chapter 16. Understanding Financial Products 2015: Hedge Funds and Other Private Funds
Chapter 17. Contingent Capital Securities (2014)
Chapter 18. Frequently Asked Questions FINRA Rule 2111 (Suitability)
Index
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