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Global Capital Markets & the U.S. Securities Laws 2015
Chair(s):
Paul M. Dudek, David M. Lynn
Practice Area:
Corporate & Securities
Published:
Jun 2015
ISBN:
9781402424663
PLI Item #:
58896
CHB Spine #:
B2181
This version is not current.
Click here for the most recent version.
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. International Regulatory Policy
Chapter 2. Advancing the SEC’s Mission through International Organizations
Chapter 3. Handbook for FSB Peer Reviews
Chapter 4. The Jumpstart Our Business Startups Act of 2012
Chapter 5. Analysis of the IFRS jurisdictional profiles
Chapter 6. IFRS Application Around the World Jurisdictional Profile: United States of America
Chapter 7. Work Plan—Projected Targets as of 27 January 2014
Chapter 8. Report: ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2014
Chapter 9. The Pioneers of Corporate Governance
Chapter 10. Reminders for the 2015 Proxy Season (November 10, 2014)
Chapter 11. Memorandum Concerning the Legal Implications of Being a Publicly Held Company (December 2014)
Chapter 12. Dodd-Frank Regulations Affecting Swaps (March 2015)
Chapter 13. Cross-Border Sales of Private Fund Interests—Outline of Regulatory Considerations Beyond Regulation D and Other Private Placement Exemptions
Chapter 14. Current DOJ and SEC FCPA Investigations of the Financial Services Industry
Index
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