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Securities Filings 2015: Practical Guidance in a Changing Environment
Chair(s):
Steven V. Bernard, Gary M. Brown
Practice Area:
Corporate & Securities
Published:
Nov 2015
ISBN:
9781402425196
PLI Item #:
59167
CHB Spine #:
B2191
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Approaching Securities Law
Chapter 2. Overview of the Federal Securities Laws (PowerPoint slides)
Chapter 3. Regulatory Framework of Securities Act Registration
Chapter 4. Quarterly Reports on Form 10-Q (July 15, 2015)
Chapter 5. Securities Act Registration Process
Chapter 6. Preparation of the Annual Report on Form 10-K (July 18, 2015)
Chapter 7. Interim Reports on Form 8-K
Chapter 8. Reach of Securities Act Regulation
Chapter 9. The Disclosure Cycle
Chapter 10. Registration and Periodic Reporting Under the Exchange Act
Chapter 11. Registration Statements Under the Securities Exchange Act of 1934: Form 10 and Form 8-A
Chapter 12. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
Chapter 13. SEC’s Proposed “Pay versus Performance” Disclosure Rules Likely to Present Numerous Challenges
Chapter 14. SEC Proposes Compensation Recovery (“Clawback”) Rules
Chapter 15. SEC Proposes Rules to Implement Pay versus Performance Disclosure Requirement
Chapter 16. Risk Factors Disclosure and the Private Securities Litigation Reform Act (July 2, 2015)
Chapter 17. Effect of Federal Securities Laws on Acquisition Structures (June 29, 2015)
Chapter 18. Ethical Dilemmas in Preparation and Review of SEC Filings
Index
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