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Advanced Swaps & Other Derivatives 2016
Gary Barnett, Joshua D. Cohn
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. U.S. Commodity Futures Trading Commission—Letter No. 16-64 Re: Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers (August 4, 2016)
Chapter 2. U.S. Commodity Futures Trading Commission—Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government, Washington, DC (April 12, 2016)
Chapter 3. Derivatives Clearing (August 15, 2016)
Chapter 4. U.S. Commodity Futures Trading Commission—Keynote Remarks of Chairman Timothy Massad before the Swap Execution Facility Conference: SEFCON VI (October 26, 2015)
Chapter 5. U.S. Commodity Futures Trading Commission: Office of Public Affairs—Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (June 14, 2016)
Chapter 6. Swap Execution Methods, SEFs, Give-up and Reporting: Trade Repository History and Current Trade Repository Rules and Requirements (October 25, 2016)
Chapter 7. Swap Execution Methods, SEFs, Give-up and Reporting
Chapter 8. U.S. Securities and Exchange Commission—Press Release: SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (April 15, 2016)
Chapter 9. U.S. Commodity Futures Trading Commission—Swap Dealer De Minimis Exception Final Staff Report Pursuant to Regulation 1.3(ggg) (August 15, 2016)
Chapter 10. U.S. Commodity Futures Trading Commission—Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
Chapter 11. U.S. Commodity Futures Trading Commission—Letter No. 14-158 Re: Commodity Exchange Act § 4s(k)(2) and Commission Regulation 3.3 (November 25, 2014)
Chapter 12. U.S. Commodity Futures Trading Commission—Speech: On the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013)
Chapter 13. U.S. Commodity Futures Trading Commission—Speech: On Corporate Governance: Observations for the Directors of Boards of Swap Dealers, Major Swap Participants and Futures Commission Merchants (August 12, 2014)
Chapter 14. Bank for International Settlements—Committee on Payments and Market Infrastructures; Board of the International Organization of Securities Commissions Consultative Report: Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI (August 2016)
Chapter 15. Remarks at the ISDA Annual Legal Forum in New York (June 16, 2016)
Chapter 16. U.S. Commodity Futures Trading Commission—Staff Advisory No. 16-62 to Swaps Dealers, Major Swap Participants, and Futures Commission Merchants re: Chief Compliance Officer Reporting Lines (July 25, 2016)
Chapter 17. Mayer Brown—Withholding on Air: The IRS Imposes Withholding Tax Rules for Adjustments on Convertible Debt and Equity
Chapter 18. Evolving Professional Responsibility Issues Confronting Derivatives Lawyers (August 2, 2016)
Chapter 19. Bloomberg BNA—Securities Regulation & Law Report: Derivatives Lawyers: Red Flags—See Something, Do Something (November 16, 2015)
Chapter 20. Documentation for Uncleared Swaps (August 15, 2016)
Chapter 21. CFTC Enforcement Trends: Manipulation and Spoofing under the Commodity Exchange Act: Recent Cases and Issues (October 26, 2016)
Chapter 22. Jones Day: IPSO Facto? Not So Fasto!
Chapter 23. Principal Issues for Consideration and Negotiation in Derivatives Documentation—Cleared and Uncleared (October 26, 2016) (PowerPoint slides)
Chapter 24. Regulation of Swap Market Participants: The Swap Activities of Banks (October 26, 2016) (PowerPoint slides)
Chapter 25. NFA Reference Materials (PowerPoint slides)
All Contents Copyright © 1996-2020 Practising Law Institute.
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