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Private Placement and Hybrid Securities Offerings 2018

Chair(s): Anna T. Pinedo

Practice Area: Banking and finance, Corporate finance, Private placement, Securities and other financial products, Securities offerings

Published: May 2018 i Other versions can be found in the Related Items tab.
ISBN: 9781402431753
PLI Item #: 221501
CHB Spine #: B2414

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Why an Exempt Offering or a Hybrid Offering?
Chapter 2. Private Placements—An Overview
Chapter 3. Current Developments, Division of Corporation Finance, U.S. Securities and Exchange Commission (March 30, 2018)
Chapter 4. Overview of Exemptions
Chapter 5. Practice Pointers on Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising
Chapter 6. Practice Pointers on Matchmaking, How it Works, Current Regulations and Key Considerations
Chapter 7. SEC Guidance on General Solicitation Provides New Opportunities
Chapter 8. SEC Opinion Raises Question About 2007 General Solicitation Guidance
Chapter 9. Small Issuer Capital Raising Decision Matrix (March 1, 2018)
Chapter 10. Alternatives to Registration Chart (January 1, 2017)
Chapter 11. Rule 701
Chapter 12. Integration of Private and Public Offerings 2018 (March 2018)
Chapter 13. Resales of Restricted and Control Securities
Chapter 14. A New Exemption for Resale of Restricted Securities under the U.S. Securities Act of 1933 (March 2017)
Chapter 15. Crossover Investors: Issues in Late-Stage and Pre-IPO Private Placements
Chapter 16. Staying Private
Chapter 17. FINRA Regulation of Broker/Dealer Participation in Sales of Private Placements (March 2018)
Chapter 18. Regulation A+: Will It Realize Its Potential? (March 12, 2018)
Chapter 19. Frequently Asked Questions About the 20% Rule and Non-Registered Securities Offerings
Chapter 20. Frequently Asked Questions About PIPEs
Chapter 21. Frequently Asked Questions About At-the-Market Offerings
Chapter 22. Frequently Asked Questions About Registered Direct Offerings
Chapter 23. Frequently Asked Questions About Rule 144A
Chapter 24. Conducting Institutional “4(a)(2)” Private Debt Placements
Index

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