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Current Developments in Broker-Dealer Regulation
Practice Area:
Corporate law,
Litigation,
Securities and other financial products
Published:
Oct 1992
i
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ISBN:
N/A
PLI Item #:
237784
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. DEVELOPMENTS IN INTERNATIONAL SECURITIES LAW ENFORCEMENT AND REGULATION
Chapter 2. INSIDER TRADING AND HIGH YIELD CORPORATE BONDS: BASES OF LIABILITY AND FUTURE ENFORCEMENT TRENDS
Chapter 3. OVERVIEW OF REGISTRATION
Chapter 4. RULE 15a-6: CURRENT ISSUES AND PRACTICAL PROBLEMS
Chapter 5. THE SALOMON BROTHERS LITIGATION AND ITS AFTERMATH: INCREASED REGULATION OF GOVERNMENT SECURITIES MARKETS
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