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White Collar Crime 2012: Prosecutors and Regulators Speak
James J. Benjamin Jr., Steven J. Peikin
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. Financial Crimes Report to the Public
Chapter 2. U.S. Securities and Exchange Commission, FY 2011 Performance and Accountability Report (pp. 12-20, 189-203)
Chapter 3. Testimony of Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission: Examining the Settlement Practices of U.S. Financial Regulators, May 17, 2012
Chapter 4. SEC Enforcement Actions: Insider Trading Cases
Chapter 5. U.S. Securities and Exchange Commission, Division of Enforcement, Enforcement Manual, Sec. 6.1-6.2.4, Mar. 9, 2012
Chapter 6. Disciplinary Proceedings Against Attorneys Under SEC Rule 102(e): An Update Since the Initial Altman Decision
Chapter 7. Whistleblower Provisions: SEC Issues Final Rules Implementing the Dodd-Frank Whistleblower Provisions
Chapter 8. The Personal Benefit Test in Misappropriation Cases
Chapter 9. Overview of Federal Wiretap Law In White-Collar Cases
Chapter 10. The Wire: Higher Likelihood Innocent Conversations Are Being Intercepted
Chapter 11. United States v. Rajaratnam, No. 09 Cr. 1184 (RJH) (S.D.N.Y. Aug. 12, 2010)
Chapter 12. United States v. Rajaratnam, No. 09 Cr. 1184 (RJH) (S.D.N.Y. Nov. 29, 2010)
Chapter 13. SEC v. Rajaratnam, No. 10-462-cv (2d Cir. Sept. 29, 2010)
Chapter 14. SEC v. Gupta, No. 11 Cr. 907 (JSR) (S.D.N.Y. Mar. 26, 2012)
Chapter 15. Materials Submitted by Marjorie J. Peerce, Stillman and Friedman P.C.
Chapter 16. A New Facet to the Special Relationship: Cooperation in White Collar Investigations Between the U.S. and the U.K.
Chapter 17. Market Abuse and Insider Dealing -- Recent Cases, Current FSA Themes and International Co-operation
Chapter 18. FCPA, Bribery Act & other Global AntiCorruption Insights An Update on Recent Foreign Corrupt Practices Act, U.K. Bribery Act and other Global Anti-Corruption Enforcement, Litigation, and Compliance Developments
Chapter 19. The Practice of Federal Criminal Law: Prosecution and Defense
Chapter 20. Inside the "FCPA Sting" Trial: Anatomy of a Failed Prosecution
All Contents Copyright © 1996-2020 Practising Law Institute.
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