New Feature: Search Alerts are available now.
Skip to main content
About PLI PLUS
- Answer Books
- Course Handbooks
< Back To Results
1 in 1 results
Securities Offerings 2014: A Public Offering: How It Is Done
LizabethAnn R. Eisen
Corporate & Securities
PLI Item #:
CHB Spine #:
This version is not current.
Click here for the most recent version.
Add To Bookshelf
Table of Contents
Table of Contents
Chapter 1. The Statutory Arrangement for Public and Private Securities Offerings Under the Securities Act of 1933 (June 10, 2013)
Chapter 2. Rules 430A and 424(b) Pricing Mechanics and Changes in Transaction Size (January 6, 2014)
Chapter 3. U.S. Securities and Exchange Commission, Division of Corporation Finance, Filing Review Process (November 8, 2013)
Chapter 4. U.S. Securities and Exchange Commission, Division of Corporation Finance Staff Legal Bulletin No. 1 (With Addendum), “Confidential Treatment Requests” (February 28, 1997) (Addendum Included: July 11, 2001)
Chapter 5. Conflict Minerals Survey: How Companies Are Preparing (July 2013)
Chapter 6. Stay Informed: Industrial Products 2013 SEC Comment Letter Trends (December 2013)
Chapter 7. Preparing for Success: 2013 Technology IPO SEC Comment Letter Trends (November 2013)
Chapter 8. Use of Non-GAAP Financial Measures: An Overview (January 6, 2014)
Chapter 9. SEC Guidance Regarding Management’s Discussion and Analysis of Financial Condition and Results of Operations (January 6, 2014)
Chapter 10. U.S Securities and Exchange Commission, Interpretation: Commission Guidance Regarding Management’s Discussion and Analysis of Financial Condition and Results of Operations (December 19, 2003)
Chapter 11. U.S Securities and Exchange Commission: Non-GAAP Financial Measures, Questions and Answers of General Applicability (July 8, 2011)
Chapter 12. Underwriting Arrangements and Documents
Chapter 13. Lawyers as Gatekeepers in the Underwriting Process (March 2014)
Chapter 14. Confidential Treatment Requests (CTRs) (November 21, 2013) (PowerPoint Slides)
All Contents Copyright © 1996-2020 Practising Law Institute.
PLI Librarian Blog
PLI PLUS app
Continuing Legal Education since 1933.