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Securities Arbitration 1992
Chair(s):
David E. Robbins
Practice Area:
Corporate & Securities, Litigation
Published:
Jul 1992
ISBN:
N/A
PLI Item #:
201965
CHB Spine #:
B781, B782
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. INTRODUCTION
Chapter 2. SECURITIES ARBITRATION HOW INVESTORS FARE
Chapter 3. SECURITIES ARBITRATION AT SELF-REGULATORY ORGANIZATIONS: NEW YORK STOCK EXCHANGE, INC. AND NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.: ADMINISTRATION AND PROCEDURES
Chapter 4. SECURITIES ARBITRATION AT THE AMERICAN ARBITRATION ASSOCIATION
Chapter 5. THE STATE OF THE LAW
Chapter 6. DISCOVERY AND HEARING PRESENTATION TECHNIQUES
Chapter 7. THE CLAIMANT'S DEVELOPMENT AND PRESENTATION OF EVIDENCE IN ARBITRATION PROCEEDINGS
Chapter 8. SITUS SELECTION IN EMPLOYMENT AGREEMENT ARBITRATION CLAUSES: CAN YOU REALLY PICK THE PLACE?
Chapter 9. LIMITED PARTNERSHIP SUITABILITY FACTORS AND THE FLANAGAN V. PRUDENTIAL MAKE-WHOLE AWARD
Chapter 10. THE LIMITED PARTNERSHIPS CASE: COMMENCEMENT TO CONCLUSION -- WHAT HAPPENS WHEN YOUR LIMITED PARTNERSHIP GOES BELLY UP?
Chapter 11. LIMITED PARTNERSHIPS AND THE EMERGING TORT OF SUITABILITY UNDER THE FLORIDA SECURITIES AND INVESTOR PROTECTION ACT
Chapter 12. GETTING THE MOST OUT OF YOUR EXPERT WITNESS
Chapter 13. SOURCES AND BASIS OF BROKER-DEALER SUPERVISORY RESPONSIBILITY SET OUT IN THE CONTEXT OF AN EXPERT'S DIRECT EXAMINATION AND CROSS-EXAMINATION
Chapter 14. DEFENDING BROKERAGE FIRMS AGAINST CUSTOMER COMPLAINTS
Chapter 15. DEFENDING THE BROKER/DEALER : THE PERSPECTIVE OF OUTSIDE COUNSEL
Chapter 16. REPRESENTING A BROKER-DEALER AGAINST CUSTOMER COMPLAINTS
Chapter 17. REPRESENTING FIRMS AND BROKERS
Chapter 18. THE ROLE OF OUTSIDE COUNSEL IN DEFENSE OF RETAIL SECURITIES CLAIMS
Chapter 19. EMPLOYMENT DISPUTES
Chapter 20. EMPLOYMENT DISPUTES
Chapter 21. DAMAGES IN SECURITIES ARBITRATION
Chapter 22. ARBITRATION AWARD RESULTS AND POST-AWARD PROCEEDINGS
Chapter 23. ALTERNATIVE FORUM RESOLUTION FOR COMMODITY FUTURES DISPUTES
Chapter 24. MEDIATION OF SECURITIES DISPUTES
Chapter 25. PUNITIVE DAMAGES IN SECURITIES ARBITRATION: THE TOWER OF BABEL REVISTED
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