PLI PLUS 2.0 is now available – click
here
to test drive the new platform.
Skip to main content
Create Account
Training Center
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Insights
- Treatises
Forms & Checklists
Transcripts
My Bookshelf
My History
< Back To Results
1 in 13633 results
Previous Result
Next Result
Understanding the Securities Laws 1995
Chair(s):
Jeffry S. Hoffman, Larry D Soderquist
Practice Area:
Corporate law,
Securities and other financial products
Published:
Jan 1995
i
Other versions can be found in the
Related Items
tab.
ISBN:
087224198X
PLI Item #:
209548
CHB Spine #:
B903
This version is not current.
Click here for the most recent version.
Search
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Table of Contents
Chapter 1. APPROACHING THE SECURITIES LAWS
Chapter 2. BUSINESS CONTEXT OF SECURITIES ACT REGISTRATION
Chapter 3. REGULATORY FRAMEWORK FOR SECURITIES ACT REGISTRATIONS
Chapter 4. DIVISION OF CORPORATION REVIEW AND COMMENT PROCESS
Chapter 5. SECURITIES ACT REGISTRATION EXEMPTIONS
Chapter 6. SECURITIES ACT REGISTRATION EXEMPTIONS
Chapter 7. RESALES OF SECURITIES UNDER THE SECURITIES ACT
Chapter 8. RULES 144 AND 144A
Chapter 9. REGULATION S
Chapter 10. SECURITIES ACT LIABILITY
Chapter 11. REACH OF SECURITIES ACT REGULATION
Chapter 12. THE SECURITIES EXCHANGE ACT OF 1934
Chapter 13. REGISTRATION AND REPORTING UNDER THE EXCHANGE ACT
Chapter 14. REGULATION OF PROXY SOLICITATION
Chapter 15. AN OVERVIEW OF THE CIVIL LIABILITY PROVISIONS OF THE SECURITIES ACT OF 1933 AND THE SECURITIES EXCHANGE ACT OF 1934
Chapter 16. LIABILITY UNDER SECTIONS 11, 12, 15 AND 17 OF THE SECURITIES ACT OF 1933 AND SECTIONS 10, 18 AND 20 OF THE SECURITIES EXCHANGE ACT OF 1934
Chapter 17. SECTION 16 OF THE SECURITIES EXCHANGE ACT OF 1934
Chapter 18. SECTION 16 SHORT-SWING TRADING: SELECTED ISSUES AND PRACTICAL PITFALLS
Chapter 19. PRACTICAL ASPECTS OF THE INITIAL PUBLIC OFFERING
About Us