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Basics of Mutual Funds and Other Registered Investment Companies 2019
Chair(s):
Clifford E. Kirsch, Laurin Blumenthal Kleiman
Practice Area:
Corporate law,
Securities and other financial products
Published:
May 2019
i
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ISBN:
9781402434013
PLI Item #:
251256
CHB Spine #:
B2487
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Keynote Address—ICI Securities Law Developments Conference, Washington, D.C. (October 25, 2018)
Chapter 2. Fund Anatomy (May 14, 2018)
Chapter 3. Ch. 23: Regulation of Mutual Fund Sales Practices, Practising Law Institute, Mutual Funds and Exchange Traded Funds Regulation (3rd Edition) (March 27, 2017)
Chapter 4. Laurin Blumenthal Kleiman and Carla G. Teodoro, Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations (March 2019)
Chapter 5. Excessive Fee Litigation and the Investment Company Act of 1940
Chapter 6. Exchange-Traded Funds Proposed Rule 6c-11
Index
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